UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________________________________________________________________________

FORM 8-K

________________________________________________________________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) ~~of the Securities Exchange Act of 1934~~

~~Date~~ of ~~Report~~the ~~(Date~~Securities ofExchange ~~earliest~~Act ~~event~~of ~~reported):~~1934 ~~November 19, 2020~~

~~________________________________________________________________________________________________~~Date of Report (Date of earliest event reported): February 11, 2021

LOGO

Synacor, Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-33843

16-1542712

~~001-33843~~

~~16-1542712~~

(State or other jurisdictionof incorporation)

(Commission File Number)

(IRS EmployerIdentification No.)

(State or other jurisdiction ofincorporation)

(CommissionFile Number)

(IRS EmployerIdentification No.)

40 La Riviere Drive, Suite 300Buffalo, New York

14202

40 La Riviere Drive, Suite 300 Buffalo, New York

14202

(Address of principal executive offices)

(Zip Code)

~~(Zip Code)~~

Registrant’s telephone number, including area code: (716) 853-1362

NOT APPLICABLE

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Title of Each Class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 Par Value (voting)

SYNC

The Nasdaq Stock Market LLC(The Nasdaq Global Market)

Securities registered pursuant to Section 12(b) of the Act:


Title of Each Class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, $0.01 Par Value (voting)	SYNC	The Nasdaq Stock Market LLC (The Nasdaq Global Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

~~8.01 Other~~Item ~~Events~~2.02 Results of Operations and Financial Condition

On ~~November~~February 1911, ~~2020~~2021, Synacor, Inc. ~~(the “Company”)~~ issued a press release announcing ~~the~~preliminary ~~dismissal~~selected offinancial ~~the~~results ~~2018~~for ~~federal securities class action lawsuit filed against~~ the ~~Company~~quarter inended December 31, ~~the U~~2020.S. ~~District~~The ~~Court~~full ~~for~~text ~~the Southern District~~ of ~~New York. A copy of~~ the press release is attached hereto as Exhibit 99.1 ~~to this Current Report on Form 8-K~~ and is incorporated herein by reference.

~~9.01 Item~~This information shall not be deemed “filed” for purposes of Section ~~9.01~~18 ~~Financial~~of ~~Statements~~the ~~and~~Securities ~~Exhibits~~Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

~~(d)~~ Item 9.01 Financial Statements and Exhibits.

99.1 Press Release - Dismissal of 2018 Class Action Lawsuit


(d)		Exhibits.

99.1		Press release issued by Synacor, Inc. dated February 11, 2021

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Synacor, Inc.

~~Synacor, Inc.~~

Date: November 19, 2020

By:

/s/ Timothy J. Heasley

Date: February 11, 2021

By:

/s/ Timothy J. Heasley

Timothy J. Heasley

~~Timothy J. Heasley~~

Chief Financial Officer and Secretary

~~Chief Financial Officer and Secretary~~

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