UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________

FORM 8-K

~~____________________~~CURRENT REPORT

~~CURRENT REPORT~~ Pursuant to Section 13 or 15(d) ~~of the Securities Exchange Act of 1934~~

~~____________________~~of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~November~~December 86, 2018

LOGO

____________________

OCLARO, INC.

(Exact name of Registrant as specified in its charter)

____________________

Delaware

000-30684

20-1303994

(State or other jurisdiction

of incorporation or organization)

(Commission

file number)

(I.R.S. Employer

Identification Number)

Delaware(State or other jurisdiction of incorporation or organization)	000-30684(Commission file number)	20-1303994(I.R.S. Employer Identification Number)
	225 Charcot Avenue, San Jose, California 95131(Address of principal executive offices, zip code)
	(408) 383-1400(Registrant’s telephone number, including area code)

225 Charcot Avenue, San Jose, California 95131

~~____________________~~(Address of principal executive offices, zip code)

(408) 383-1400

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company o☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o ☐

Item 28.0201. ~~Results~~Other ~~of Operations and Financial Condition~~Events.

On ~~November~~December 86, 2018, ~~Oclaro,~~Lumentum Holdings Inc. (“~~Oclaro~~Lumentum” ~~or the “Company”~~) ~~issued~~announced athat ~~press~~it ~~release~~has ~~announcing~~obtained ~~its~~antitrust ~~operating~~clearance ~~and~~from ~~financial results for~~ the ~~quarter~~People’s ~~ended~~Republic ~~September~~of China’s ~~29,~~State ~~2018. The~~Administration ~~press~~for ~~release~~Market ~~contains~~Regulation ~~forward-looking~~(“SAMR”) ~~statements~~in ~~regarding~~connection ~~the~~with ~~Company~~Lumentum’s ~~and~~previously ~~includes~~announced ~~cautionary~~acquisition ~~statements~~of ~~identifying~~Oclaro, ~~factors~~Inc. ~~that~~(“Oclaro”). ~~could~~The ~~cause~~acquisition ~~actual~~remains ~~results~~subject to ~~differ~~customary ~~materially~~closing ~~from~~conditions ~~those~~and Lumentum ~~anticipated.~~currently ~~The~~expects ~~full text of~~ the ~~Company’s~~acquisition ~~press~~to ~~release~~close ison ~~attached~~or ~~hereto~~about asDecember 10, ~~Exhibit 99~~2018.1.

~~The~~On ~~information in Item~~December ~~2.02 of this Current Report on Form 8-K~~6, ~~including Exhibits 99.1~~2018, isLumentum ~~furnished~~issued ~~pursuant~~a topress ~~Item 2.02~~release announcing ~~and shall not be deemed “filed” for~~ the ~~purposes~~receipt of ~~Section 18~~antitrust ofclearance from the ~~Securities~~People’s ~~Exchange~~Republic ~~Act~~ of ~~1934,~~China’s ~~as amended~~SAMR, ora ~~otherwise~~copy ~~subject~~of towhich ~~the~~is ~~liabilities~~attached ~~under~~as ~~that~~Exhibit ~~Section~~99.1 ~~Furthermore,~~to ~~the information in~~ this Current Report on Form 8-K, ~~including~~and ~~the~~is ~~exhibit, shall not be deemed to be~~ incorporated byherein ~~reference into the filings of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as expressly set forth~~ by ~~specific~~ reference ~~in such a filing~~.

~~Item~~Cautionary ~~9.01~~Note ~~Financial~~Regarding Forward-Looking Statements ~~and Exhibits.~~

The statement in this Current Report on Form 8-K regarding the expected closing date of the Oclaro acquisition is a forward-looking statement within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. This forward-looking statement involves risks and uncertainties that could cause actual results to differ materially from that projected. For more information on this and other risks, please refer to the “Risk Factors” section included in Lumentum’s Quarterly Report on Form 10-K for the fiscal year ended June 30, 2017 filed with the Securities and Exchange Commission (d“SEC”) ~~Exhibits~~on August 23, 2018, and in the Form S-4 filed by Lumentum with the SEC on May 17, 2018, as amended on May 31, 2018, in connection with the Oclaro transaction and in the documents which are incorporated by reference therein. The forward-looking statement contained in this Current Report on Form 8-K is made as of the date hereof and Lumentum assumes no obligation to update such statement, except as required by applicable law.

~~Exhibit~~ No~~. Description~~ Offer or Solicitation

99This Current Report on Form 8-K is for informational purposes only and not intended to and does not constitute an offer to subscribe for, buy or sell, the solicitation of an offer to subscribe for, buy or sell or an invitation to subscribe for, buy or sell any securities or the solicitation of any vote or approval in any jurisdiction pursuant to or in connection with the proposed transaction or otherwise, nor shall there be any sale, issuance or transfer of securities in any jurisdiction in contravention of applicable law.~~1 Press~~ ~~release~~No ~~issued~~offer of securities shall be made except by means of a prospectus meeting the ~~Company~~requirements onof ~~November~~Section 810 of the Securities Act of 1933, ~~2018~~as amended, and otherwise in accordance with applicable law.

~~SIGNATURE~~Additional Information and Where to Find It

~~Pursuant~~In connection towith the ~~requirements~~proposed oftransaction between Lumentum and Oclaro, Lumentum filed a registration statement on Form S-4 with the ~~Securities~~SEC, ~~Exchange~~which ~~Act~~includes a proxy statement of ~~1934,~~Oclaro that also constitutes a prospectus of Lumentum. The registration statement was declared effective by the ~~registrant~~SEC ~~has~~on ~~duly~~May 31, ~~caused~~2018, ~~this~~and ~~report~~Oclaro commenced mailing the definitive joint proxy statement/prospectus to bestockholders ~~signed~~of Oclaro on ~~its~~or ~~behalf~~about byJune 4, 2018, and the special ~~undersigned~~meeting ~~hereunto~~of ~~duly~~the ~~authorized~~stockholders of Oclaro was held on July 10, 2018, at which the stockholders of Oclaro approved the acquisition of Oclaro by Lumentum.

	OCLARO, INC.
Date: November 8, 2018	By:	/s/ David L. Teichmann
		David L. Teichmann
		Executive Vice President, General Counsel and Corporate Secretary

LUMENTUM AND OCLARO URGE INVESTORS AND SECURITY HOLDERS TO READ THE DEFINITIVE PROXY STATEMENT/PROSPECTUS AND OTHER DOCUMENTS FILED WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED TRANSACTION.

~~EXHIBIT~~Investors ~~LIST~~and security holders may obtain these materials and other documents filed with the SEC free of charge at the SEC’s website, www.sec.gov. Copies of documents filed with the SEC by Lumentum (when they become available) may be obtained free of charge on Lumentum’s website at www.lumentum.com or by directing a written request to Lumentum Holdings Inc., Investor Relations, 400 North McCarthy Boulevard, Milpitas, CA 95035. Copies of documents filed with the SEC by Oclaro (when they become available) may be obtained free of charge on Oclaro’s website at www.oclaro.com or by directing a written request to Oclaro, Inc. Investor Relations, 225 Charcot Avenue, San Jose, CA 95131.

~~Exhibit~~Item No9. ~~Description~~ 01. Financial Statements and Exhibits.

~~99.1 Press~~(d) ~~release issued by the Company on November 8, 2018~~Exhibits.


Exhibit No.		Description

99.1		Press release of Lumentum Holdings Inc., dated December 6, 2018.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OCLARO, INC.

Date: December 6, 2018

/s/ Michael Fernicola

Michael Fernicola

Chief Accounting Officer

Filing Compare · OCLARO, INC.