13F-HR 1 d484087d13fhr.txt STONE HARBOR INESTMENT PARTNERS LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stone Harbor Investment Partners LP Address: 31 West 52/nd/ Street 16/th/ Floor New York, NY 10019 Form 13F File Number: 028-14178 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Wilby Title: Chief Investment Officer Phone: (212) 548-1200 Signature, Place, and Date of Signing: /s/ Peter J. Wilby New York, NY February 13, 2013 ------------------- -------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name --------------------- ----- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total (000's): $54,913 List of Other Included Managers: No. Form 13F File Number Name NONE Form 13F Information Table - Q4 2012

~~MARKET~~Market ~~VALUE~~Shares/ ~~INVESTMENT~~Voting ~~NAME~~Voting OFVoting ~~ISSUER~~Value ~~TITLE~~Principal OFShares/ ~~CLASS~~Investment Other Authority Authority Authority Name of Issuer Title of Class CUSIP (000'Ss) ~~SHARES/PRINCIPAL~~Amount ~~AMOUNT~~Principal ~~SHARES/PRINCIPAL~~Discretion ~~DISCRETION~~Managers (Sole) (Shared) (None) -------------- ---------------- --------- ------- ----- ---- --------- ---------- -------- --------- --------- --------- AIRTRAN HLDGS INC~~.............~~ NOTE 5.250%11/0 00949PAD0 21,~~087~~794 1,~~626~~381,000 PRN SOLE 0 1,381,000 0 0 ALTRA HOLDINGS INC~~............~~ NOTE 2.750% 3/0 02208RAE6 2,~~758~~741 2,~~744~~511,000 PRN SOLE 0 2,511,000 0 0 APACHE CORP~~...................~~ PFD CONV SER D ~~37411808~~037411808 21,~~053~~749 4238,~~039~~660 SH SOLE 0 38,660 0 0 COMTECH TELECOMMUNICATIONS C.. NOTE 3.000% 5/0 205826AF7 1,~~302~~100 1,~~220~~073,000 PRN SOLE 0 1,073,000 0 0 CUMULUS MEDIA INC~~.............~~ CL A 231082108 ~~476~~446 172,924 SH SOLE 0 172,924 0 0 DENDREON CORP~~.................~~ NOTE 2.875% 1/1 24823QAC1 1,~~769~~982 2,~~652~~580,000 PRN SOLE 0 2,580,000 0 0 GREENBRIER COS INC~~............~~ NOTE 3.500% 4/0 393657AH4 3,~~583~~252 3,~~888~~564,000 PRN SOLE 0 3,564,000 0 0 HOME INNS & HOTELS MGMT INC~~...~~ NOTE 2.000%12/1 43713WAB3 ~~369~~344 ~~433~~402,000 PRN SOLE 0 402,000 0 0 HORNBECK OFFSHORE SVCS INC N.. FRNT 1.625%11/1 440543AE6 1969 962,~~907~~000 PRN SOLE 0 962,000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 4,~~823~~199 4,072,000 PRN SOLE 0 4,072,000 0 0 ISHARES INC MSCI BRAZIL 464286400 4,918 89,000 SH SOLE 0 89,000 0 0 LUCENT TECHNOLOGIES INC~~.......~~ DBCV 2.875% 6/1 549463AG2 23,~~918~~305 3,~~823~~597,000 PRN SOLE 0 3,597,000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A N53745100 411 7,408 SH SOLE 0 7,408 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,057 172,000 SH SOLE 0 172,000 0 0 MICRON TECHNOLOGY INC~~.........~~ DEBT 1.875% 6/0 595112AK9 1,~~618~~511 1,~~792~~662,000 PRN SOLE 0 1,662,000 0 0 MICRON TECHNOLOGY INC~~.........~~ NOTE 1.500% 8/0 595112AQ6 1,~~664~~572 1,~~853~~713,000 PRN SOLE ~~MOLYCORP~~0 1,713,000 0 0 NETAPP INC ~~DEL~~NOTE 1.~~.............~~750% ~~PFD~~6/0 ~~CONV~~64110DAB0 ~~SER~~1,633 A1,471,000 ~~608753208~~PRN ~~371~~SOLE 80 1,~~147~~471,000 SH0 ~~SOLE~~0 NEWPARK RES INC~~...............~~ NOTE 4.000%10/0 651718AC2 21,~~131~~786 21,~~013~~663,000 PRN SOLE 0 1,663,000 0 0 ON SEMICONDUCTOR CORP~~.........~~ NOTE 2.625%12/1 682189AG0 21,~~780~~022 21,~~712~~001,000 PRN SOLE 0 1,001,000 0 0 RTI INTL METALS INC~~...........~~ NOTE 3.000%12/0 74973WAA5 1,~~875~~645 1,~~779~~520,000 PRN SOLE 0 1,520,000 0 0 SMITHFIELD FOODS INC~~..........~~ NOTE 4.000% 6/3 832248AR9 1,~~225~~079 1,~~139~~030,000 PRN SOLE 0 1,030,000 0 0 SYMANTEC CORP~~.................~~ NOTE 1.000% 6/1 871503AF5 3,~~989~~662 3,~~646~~457,000 PRN SOLE 0 3,457,000 0 0 TRW AUTOMOTIVE INC~~............~~ NOTE 3.500%12/0 87264MAH2 4,~~720~~361 2,~~852~~340,000 PRN SOLE 0 2,340,000 0 0 TYSON FOODS INC~~...............~~ NOTE 3.250%10/1 902494AP8 3,~~196~~025 2,~~823~~505,000 PRN SOLE 0 2,505,000 0 0 WEBMD HEALTH CORP~~.............~~ NOTE 2.500% 1/3 94770VAF9 1,~~477~~350 1,~~779~~592,000 PRN SOLE 0 1,592,000 0 0 ------ Total 4454,~~268~~913 ~~======~~------

VOTING VOTING VOTING OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER MANAGERS (SOLE) (SHARED) (NONE) -------------- -------- --------- --------- --------- AIRTRAN HLDGS INC............. 0 1,626,000 0 0 ALTRA HOLDINGS INC............ 0 2,744,000 0 0 APACHE CORP................... 0 42,039 0 0 COMTECH TELECOMMUNICATIONS C.. 0 1,220,000 0 0 CUMULUS MEDIA INC............. 0 172,924 0 0 DENDREON CORP................. 0 2,652,000 0 0 GREENBRIER COS INC............ 0 3,888,000 0 0 HOME INNS & HOTELS MGMT INC... 0 433,000 0 0 HORNBECK OFFSHORE SVCS INC N.. 0 1,823,000 0 0 LUCENT TECHNOLOGIES INC....... 0 3,823,000 0 0 MICRON TECHNOLOGY INC......... 0 1,792,000 0 0 MICRON TECHNOLOGY INC......... 0 1,853,000 0 0 MOLYCORP INC DEL.............. 0 8,147 0 0 NEWPARK RES INC............... 0 2,013,000 0 0 ON SEMICONDUCTOR CORP......... 0 2,712,000 0 0 RTI INTL METALS INC........... 0 1,779,000 0 0 SMITHFIELD FOODS INC.......... 0 1,139,000 0 0 SYMANTEC CORP................. 0 3,646,000 0 0 TRW AUTOMOTIVE INC............ 0 2,852,000 0 0 TYSON FOODS INC............... 0 2,823,000 0 0 WEBMD HEALTH CORP............. 0 1,779,000 0 0

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