13F-HR 1 d428965d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [_]; Amendment Number: ________ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ThinkEquity LLC Address: 600 Montgomery Street, Third Floor San Francisco, CA 94111 13F File Number: 028-12960 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Weitgenant Title: Deputy Director of Compliance Phone: 415-249-6313 Signature, Place, and Date of Signing: /s/ David Weitgenant San Francisco, CA 11/5/2012 --------------------- ------------------ ---------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary : Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $ 151,729 ----------- (thousands) ----------- List of Other Included Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F INFORMATION TABLE ThinkEquity LLC FORM 13F INFORMATION TABLE AS OF DATE 6/30/2012

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column ~~7 Column~~ 8 VALUE SHRS OR SH/ PUT/ INVESTMENT ~~OTHER~~ VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION ~~MANAGERS~~ SOLE SHARED NONE -------------- -------------- --------- -------- ------- --- ---- ---------- -------- ---- ------ ------------------------ ALIGN TECHNOLOGY INC COM 016255101 5,287 143,003 SH Sole 0 0 143,003 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4,907 232,761 SH Sole 0 0 232,761 AOL INC COM 00184X105 5,082 144,262 SH Sole 0 0 144,262 CENTURYLINK INC COM 156700106 ~~423~~432 10,700 SH Sole 0 0 10,700 CIRRUS LOGIC INC COM 172755100 4,881 127,141 SH Sole 0 0 127,141 CORELOGIC INC COM 21871D103 5,493 207,054 SH Sole 0 0 207,054 CROSS TIMBERS RTY TR TR UNIT 22757R109 ~~609~~550 17,400 SH Sole 0 0 17,400 DISH NETWORK CORP CL A 25470M109 1,~~142~~224 40,000 SH Sole 0 0 40,000 DISNEY WALT CO COM DISNEY 254687106 5,187 99,221 SH Sole 0 0 99,221 DORCHESTER MINERALS LP COM UNIT 25820R105 6,~~590~~613 ~~300~~299,~~208~~499 SH Sole 0 0 ~~300~~299,~~208~~499 ECHOSTAR CORP CL A 278768106 ~~280~~304 10,610 SH Sole 0 0 10,610 ~~HUGOTON~~EDWARDS ~~RTY~~LIFESCIENCES TRCORP ~~TEX~~COM ~~UNIT~~28176E108 ~~BEN~~5,386 ~~INT~~50,159 ~~444717102~~SH ~~508~~Sole 650 0 50,~~100~~159 EQUINIX INC COM NEW 29444U502 5,552 26,945 SH Sole 0 0 6526,~~100~~945 ~~PIMCO~~EXPEDIA CAINC ~~MUNICIPAL~~DEL ~~INCOME~~COM FDNEW 30212P303 5,065 87,574 SH Sole 0 0 87,574 GAYLORD ENTMT CO NEW COM ~~72200N106~~30212P303 ~~309~~4,912 19124,~~895~~266 SH Sole 0 0 19124,~~895~~266 ~~PNC~~GNC ~~FINL~~HOLDINGS ~~SVCS~~INC COM CLASS A 367905106 4,932 126,566 SH Sole 0 0 126,566 HAIN CELESTIAL GROUP INC COM ~~693475105~~405217100 ~~367~~5,680 690,~~000~~157 SH Sole 0 0 690,~~000~~157 ~~SAN~~HUGOTON ~~JUAN BASIN~~ RTY TR TEX UNIT BEN INT ~~798241105~~444717102 ~~889~~429 5965,~~290~~100 SH Sole 0 0 5965,~~290~~100 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 5,793 114,311 SH Sole 0 0 114,311 MEDIVATION INC COM 58501N101 5,679 100,763 SH Sole 0 0 100,763 MELLANOX TECHNOLOGIES LTD SHS M51363113 4,477 44,097 SH Sole 0 0 44,097

PETSMART INC COM 716768106 5,030 72,918 SH Sole 0 0 72,918 PHARMACYCLICS INC COM 716933106 5,606 86,907 SH Sole 0 0 86,907 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 313 19,895 SH Sole 0 0 19,895 PNC FINL SVCS GROUP INC COM 693475105 379 6,000 SH Sole 0 0 6,000 ROSS STORES INC COM 778296103 4,713 72,952 SH Sole 0 0 72,952 RYLAND GROUP INC COM 783764103 5,895 196,496 SH Sole 0 0 196,496 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 840 59,290 SH Sole 0 0 59,290 SBA COMMUNICATIONS CORP COM 78388J106 5,201 82,690 SH Sole 0 0 82,690 SHERWIN WILLIAMS CO COM 824348106 5,197 34,898 SH Sole 0 0 34,898 SIX FLAGS ENTMT CORP NEW COM 83001A102 5,071 86,236 SH Sole 0 0 86,236 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 5,585 112,355 SH Sole 0 0 112,355 TJX COS INC NEW COM 872540109 4,934 110,162 SH Sole 0 0 110,162 TOLL BROTHERS INC COM 889478103 5,359 161,264 SH Sole 0 0 161,264 VITAMIN SHOPPE INC COM 92849E101 4,911 84,207 SH Sole 0 0 84,207 WESTERN REFNG INC COM 254687106 4,830 184,478 SH Sole 0 0 184,478 151,729

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