13F-HR 1 d13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Investment Management, Inc. Address: 60 State Street Suite 3600 Boston, MA 02109 13F File Number: 28-11068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Denise Kampf Title: Director of Ops & Client Service Phone: 617-241-2207 Signature, Place, and Date of Signing: DENISE KAMPF BOSTON, MA October 30, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: ~~Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 2875807 List of Other Included Managers: NONE~~

Form 13F Information Table

~~Form 13F Information Table~~ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ~~-------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- Voting Authority~~ Value SHRS or SH / PUT / Investment Other ~~----------------------~~Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PRN Amt PRN CALL Discretion Managers Sole Shared ~~None~~Non ~~--------------------------~~AMAG ~~----------------~~PHARMACEUTICALS ~~---------~~INC......... ~~--------~~COM ~~--------~~00163U106 ~~---~~437 ~~----~~10000 ~~----------~~SH ~~--------~~Sole ~~--------~~10000 ~~------~~ANADARKO ~~----~~PETE ~~Cintas~~CORP............... ~~Corp~~COM 032511107 1629 26057 SH Sole 26057 BANK OF AMERICA CORPORATION...... COM ~~172908105~~060505104 ~~307~~311 ~~13422~~18810 SH Sole ~~13422~~18810 BARCLAYS BK PLC.................. IPSPGS TTL ETN 06738C794 245 8450 SH Sole 8450 CISCO SYS INC.................... COM 17275R102 202 8854 SH Sole 8854 CITIGROUP INC.................... COM 172967101 69 14264 SH Sole 14264 CLAYMORE EXCHANGE TRADED FD...... BNY BRI&C PTF 18383M100 98667 2535015 SH Sole 2535015 Coca Cola Co..................... COM 191216100 566 10536 SH Sole 10536 CURRENCYSHS JAPANESE YEN TR...... JAPANESE YEN 23130A102 112731 1019162 SH Sole 1019162 Disney Walt Co................... COM DISNEY 254687106 ~~325~~371 ~~13948~~14115 SH Sole ~~13948~~14115 E M C CORP MASS.................. COM 268648102 457 26790 SH Sole 26790 Eaton Vance Corp................. COM NON VTG 278265103 ~~642~~672 24000 SH Sole 24000 Evergreen Solar Inc.............. COM 30033R108 3430 15532 SH Sole 15532 Exxon Mobil Corp................. COM 30231G102 2363 34833 SH Sole 34833 General Electric Co.............. COM 369604103 ~~559~~794 ~~47736~~48474 SH Sole ~~47736~~48474 General Mls Inc.................. COM 370334104 ~~280~~322 ~~5000~~5038 SH Sole ~~5000~~5038 HEINZ H J CO..................... COM 423074103 209 5250 SH Sole 5250 Home Depot Inc................... COM 437076102 ~~289~~326 12223 SH Sole 12223 Intel Corp....................... COM 458140100 959 49416 SH Sole 49416 International Business Machs..... COM 459200101 ~~213~~256 ~~2038~~2452 SH Sole ~~2038~~2452 Inverness Medical Innovations In. COM 46126P106 ~~980~~1066 27535 SH Sole 27535 ~~Intel~~ISHARES ~~Corp~~INC...................... ~~COM~~MSCI ~~458140100~~JAPAN ~~823~~464286848 ~~49754~~113889 11459984 SH Sole ~~49754~~11459984 ISHARES INC...................... MSCI HONG KONG 464286871 127252 8200902 SH Sole 8200902 ISHARES INC...................... MSCI GERMAN 464286806 2061 92861 SH Sole 92861 Ishares S&P GSCI Commodity I..... UNIT BEN INIT 46428R107 238958 8053939 SH Sole 8053939 Ishares Tr....................... BARCLYS 7-10 YR 464287440 143471 1553267 SH Sole 1553267 ISHARES TR....................... FTSE XNHUA IDX 464287184 186464 4560843 SH Sole 4560843 ISHARES TR....................... BARCLYS TIPS BD 464287176 148834 1446805 SH Sole 1446805 ISHARES TR....................... BARCLYS SH TREA 464288679 548 4971 SH Sole 4971 ISHARES TR....................... BARCLYS 1-3 YR 464287457 91049 1083910 SH Sole 1083910 ISHARES TR....................... IBOXX INV CPBD 464287242 330740 3100628 SH Sole 3100628 ISHARES TR....................... HIGH YLD CORP 464288513 32250 373804 SH Sole 373804 ISHARES TR....................... S&P LTN AM 40 464287390 515 12000 SH Sole 12000 ISHARES TR....................... JPMORGAN USD 464288281 30480 295893 SH Sole 295893 ISHARES TR INDEX................. RUSSELL 2000 464287655 1834 30721 SH Sole 30721 Johnson & Johnson................ COM 478160104 ~~599~~622 ~~10546~~10720 SH Sole ~~10546~~10720 ~~Coca~~LIVEWIRE ~~Cola~~MOBILE CoINC.............. COM ~~191216100~~53837P102 ~~506~~6 ~~10536~~15000 SH Sole ~~10536~~15000 MANULIFE FINL CORP............... COM 56501R106 642 30650 SH Sole 30650 MCDONALDS CORP................... COM 580135101 209 3715 SH Sole 3715 Medco Health Solutions Inc....... COM 58405U102 ~~380~~461 ~~8332~~8404 SH Sole ~~8332~~8404 Merck & Co Inc................... COM 589331107 ~~991~~267 ~~35452~~8596 SH Sole ~~35452~~8596 Microsoft Corp................... COM 594918104 ~~1242~~1306 ~~52238~~51437 SH Sole ~~52238~~51437 NOVELL INC....................... COM 670006105 ~~468~~466 103275 SH Sole 103275 PALATIN TECHNOLOGIES INC......... COM NEW 696077304 4 12530 SH Sole 12530 PFIZER INC....................... COM 717081103 215 14000 SH Sole 14000 POWERSHARES QQQ TRUST............ UNIT SER 1 73935A104 1929 45659 SH Sole 45659 PRECISION CASTPARTS CORP......... COM 740189105 560 5500 SH Sole 5500 Procter & Gamble Co.............. COM 742718109 ~~1170~~1470 ~~22911~~25548 SH Sole ~~22911~~25548 Royal Dutch Shell PLC............ SPONS ADR A 780259206 ~~246~~280 ~~4900~~4959 SH Sole ~~4900~~4959 Sigma Aldrich Corp............... COM 826552101 ~~515~~561 10400 SH Sole 10400 StSonus ~~Jude~~Networks ~~Med~~ Inc............... COM ~~790849103~~835916107 ~~577~~70 ~~14040~~33084 SH Sole ~~14040~~33084 SPDR GOLD TRUST.................. GOLD SHS 78463V107 256677 2598882 SH Sole 2598882 SPDR Series Trust................ ~~LEHMN~~BRCLYS INTL ETF 78464A516 ~~111285~~123742 ~~2035956~~2118950 SH Sole ~~2035956~~2118950 SPDR SERIES TRUST................ DB INT GVT ETF 78464A490 2490 45193 SH Sole 45193 SPDR SERIES TRUST................ BRCLYS 1-3MT ETF 78464A680 16552 361650 SH Sole 361650 St Jude Med Inc.................. COM 790849103 543 13920 SH Sole 13920 State Str Corp................... COM 857477103 ~~510~~568 10807 SH Sole 10807 ~~Sonus~~Sysco ~~Networks~~Corp....................... ~~Inc~~ COM ~~835916107~~871829107 531207 ~~33084~~49029 SH Sole ~~33084~~49029 ~~Sysco~~TIBCO ~~Corp~~SOFTWARE INC............... COM ~~871829107~~88632Q103 ~~1091~~133 ~~48532~~14016 SH Sole ~~48532~~14016 ~~VERTEX~~VANGUARD ~~PHARMACEUTICALS~~BD INDEX FD INC......... ~~COM~~TOTAL ~~92532F100~~BND ~~1612~~MRKT ~~44815~~921937835 156897 1973683 SH Sole ~~44815~~1973683 ~~Wal~~VANGUARD ~~Mart~~INDEX ~~Stores~~FDS............... ~~Inc~~STK ~~COM~~MRK ~~931142103~~ETF ~~2719~~922908769 ~~56123~~466558 8711654 SH Sole ~~56123~~8711654 ~~Exxon~~VANGUARD ~~Mobil~~INDEX ~~Corp~~FDS............... ~~COM~~EXTEND ~~30231G102~~MKT ~~2444~~ETF ~~34958~~922908652 351 8470 SH Sole ~~34958~~8470 ~~Ishares~~VANGUARD ~~S&P~~INTL ~~GSCI~~EQUITY ~~UNIT~~INDEX ~~BEN~~F..... ~~INIT~~ALLWRLD ~~46428R107~~EX ~~226616~~US ~~7541287~~922042775 165563 3838672 SH Sole ~~7541287~~3838672 VERTEX PHARMACEUTICALS INC....... COM 92532F100 1698 44815 SH Sole 44815 Wal Mart Stores Inc.............. COM 931142103 2751 56142 SH Sole 56142

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