13F-HR 1 d13fhr.txt FORM 13F FOR JAVELIN OPPORTUNITIES LP PERIOD ENDING MARCH 31, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ------------- Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Javelin Opportunities LP ------------------------------------- Address: 7674 W. Lake Mead Blvd ------------------------------------- Suite 230 ------------------------------------- Las Vegas, NV 89128 ------------------------------------- Form 13F File Number: 28- 10651 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas C. Barrow ------------------------------------- Title: Managing Member of the GP ------------------------------------- Phone: (702) 944-1067 ------------------------------------- Signature, Place, and Date of Signing: /s/ Thomas C. Barrow Las Vegas, NV 4/12/2004 -------------------------------- ----------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ----------------- Form 13F Information Table Entry Total: 64 ----------------- Form 13F Information Table Value Total: $251,631 ----------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-_______________ Javelin Opportunities Fund Offshore, Ltd. ---- ------------------------------------------ 2 28-_______________ Javelin Partners LP ---- ------------------------------------------ 2

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------~~------~~ ----------~~----~~ ----------- ----------- -------------------- ----------- ---------~~---~~ --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- ---- ------ ---------- ------- --- ---- ----------- --------- ------- ------ ---- ------------------------------------------------------------------------------------------------------------------------------------ Alliance Gaming Corp OTC IS 01859P609 ~~4390~~5722 178100 SH SOLE 178100 ------------------------------------------------------------------------------------------------------------------------------------ ~~Altria~~Alliance ~~Group~~Gaming ~~Inc~~Corp ~~COM~~OPTION ~~02209S103~~01859P4SE ~~4588~~8 ~~84300~~17500 SHPUT SOLE ~~84300~~17500 ------------------------------------------------------------------------------------------------------------------------------------ ~~Altria~~Ambassadors ~~Group~~International ~~Inc~~OTC ~~OPTION~~IS ~~71815L1MD~~023178106 594528 ~~84300~~345400 ~~PUT~~SH SOLE ~~84300~~345400 ------------------------------------------------------------------------------------------------------------------------------------ ~~Amazon.com~~American ~~Inc~~Pharmaceutical OPTION ~~0231354AR~~02886P4SF ~~1381~~127 ~~54800~~282700 ~~CALL~~PUT SOLE ~~54800~~282700 ------------------------------------------------------------------------------------------------------------------------------------ ~~Amazon.com~~Autozone Inc ~~OTC~~OPTION IS0533324RS ~~023135106~~252 ~~274~~24800 ~~5200~~PUT SH SOLE ~~5200~~24800 ------------------------------------------------------------------------------------------------------------------------------------ ~~Ambassadors~~Authentidate ~~OTC~~HLD ISOPTION ~~023178106~~0526664RC ~~3377~~648 ~~269100~~209000 SHPUT SOLE ~~269100~~209000 ~~International~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~American~~Benihana ~~OPTION~~Natl ~~02886P4MI~~Corp ~~309~~OTC ~~420500~~IS ~~PUT~~082047101 ~~SOLE~~2832 ~~420500~~157350 ~~Pharmaceutical~~SH SOLE 157350 ------------------------------------------------------------------------------------------------------------------------------------ ~~Authentidate~~Berkshire ~~HLD~~Hathaway ~~OPTION~~Inc-DE ~~0526664OC~~COM ~~841~~084670108 ~~179000~~15768 ~~PUT~~169 SH SOLE ~~179000~~169 ------------------------------------------------------------------------------------------------------------------------------------ ~~Benihana~~Berkshire ~~Natl~~Hathaway ~~Corp~~Inc-DE ~~OTC~~COM IS084670207 ~~082047101~~221 ~~2020~~71 ~~153000~~ SH SOLE ~~153000~~71 ------------------------------------------------------------------------------------------------------------------------------------ ~~Berkshire~~Brookstone ~~Hathaway~~Inc ~~COM~~OTC ~~084670108~~IS ~~14238~~114537103 ~~169~~4129 151300 SH SOLE ~~169~~151300 ~~Inc~~-DE ---------------------------------------------------------------------------------------------------------------------------------~~---~~ ~~Bristol~~Calgon ~~Myers~~Carbon ~~Squibb~~Corp COM ~~110122108~~129603106 ~~5949~~2580 ~~208000~~335100 SH SOLE ~~208000~~335100 Co ------------------------------------------------------------------------------------------------------------------------------------ ~~Brookstone~~Cathay Bancorp Inc OTC IS ~~114537103~~149150104 ~~3224~~10933 ~~151300~~166100 SH SOLE ~~151300~~166100 ------------------------------------------------------------------------------------------------------------------------------------ ~~Calgon~~Cherokee ~~Carbon~~Inc ~~Corp~~New ~~COM~~OTC ~~129603106~~IS ~~2081~~16444H102 ~~335100~~13207 563200 SH SOLE ~~335100~~563200 ------------------------------------------------------------------------------------------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------~~------~~ ----------~~----~~ ----------- ----------- -------------------- ----------- ---------~~---~~ --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- ---- ------ ---------- ------- --- ---- ----------- --------- ------- ------ ---- ------------------------------------------------------------------------------------------------------------------------------------ ~~Cathay~~***Consolidated ~~Bancorp~~Water ~~Inc~~ OTC IS ~~149150104~~G23773107 ~~9141~~5470 ~~163200~~290200 SH SOLE ~~163200~~290200 Co Inc ------------------------------------------------------------------------------------------------------------------------------------ ~~Cherokee~~Credit ~~Inc~~Lyon ~~New~~FP ~~OTC~~Guernsey ISFOREIGN ~~16444H102~~8993074 ~~12499~~1404 ~~551579~~200000 SH SOLE ~~551579~~200000 ------------------------------------------------------------------------------------------------------------------------------------ ***ConsolidatedWts ~~OTC~~Credit ISLyon ~~G23773107~~FP ~~5819~~Guernsey ~~290200~~FOREIGN SHC016407 ~~SOLE~~1955 ~~290200~~278500 ~~Water~~SH CoSOLE ~~Inc~~278500 ------------------------------------------------------------------------------------------------------------------------------------ ~~Craftmade~~Draxis ~~Intl~~Health Inc OTC IS ~~22413E104~~26150J101 ~~2598~~3228 ~~99300~~626300 SH SOLE ~~99300~~626300 ------------------------------------------------------------------------------------------------------------------------------------ ~~Cryolife~~Exult Inc ~~OPTION~~OTC ~~2289034MU~~IS ~~391~~302284104 ~~220000~~12672 ~~PUT~~2057100 SH SOLE ~~220000~~2057100 ------------------------------------------------------------------------------------------------------------------------------------ ~~Duane~~Family ~~Reade~~Dollar ~~OPTION~~Stores ~~2635789M0~~Inc 57COM ~~120100~~307000109 ~~PUT~~252 7000 SH SOLE ~~120100~~7000 ------------------------------------------------------------------------------------------------------------------------------------ ~~East-West~~Fossil BkInc OTC IS ~~27579R104~~349882100 ~~2459~~4241 ~~45800~~127500 SH SOLE ~~45800~~127500 ~~Cupertino CA~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Exult~~Harley ~~Inc~~Davidson ~~OTC~~OPTION IS4128224QK ~~302284104~~265 ~~16806~~112600 ~~2340687~~PUT SH SOLE ~~2340687~~112600 ------------------------------------------------------------------------------------------------------------------------------------ ~~Family~~Health ~~Dollar~~Mgmt ~~Stores~~Assoc ~~COM~~OPTION ~~307000109~~4219334TE ~~1421~~1032 ~~39600~~355900 SHPUT SOLE ~~39600~~355900 ~~Inc~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Family~~Integrated ~~Dollar~~Alarm ~~Stores~~Svcs ~~OPTION~~Group ~~3070004PU~~OTC 86IS ~~29600~~45890M109 ~~PUT~~2147 ~~SOLE~~224800 ~~29600~~SH ~~Inc~~SOLE 224800 ------------------------------------------------------------------------------------------------------------------------------------ ~~Fannie~~Intuitive ~~Mae~~Surgical ~~OPTION~~Inc ~~3135864MP~~OTC ~~244~~IS ~~49700~~46120E602 ~~PUT~~3174 187052 SH SOLE ~~49700~~187052 ------------------------------------------------------------------------------------------------------------------------------------ ~~Harley~~Ionics ~~Davidson~~Inc ~~OPTION~~COM ~~4128224QK~~462218108 ~~638~~2488 ~~112600~~87600 ~~PUT~~SH SOLE ~~112600~~87600 ------------------------------------------------------------------------------------------------------------------------------------ ~~Intuitive~~iShares ~~Surgical~~Tr ~~OTC~~COM IS464287432 ~~46120E602~~7845 ~~3586~~87600 ~~209852~~ SH SOLE ~~209852~~87600 ~~Inc~~ ------------------------------------------------------------------------------------------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------~~------~~ ----------~~----~~ ----------- ----------- -------------------- ----------- ---------~~---~~ --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----------~~----~~ ----- ------- ------- --- ---- --- --- ---- -------- ---- ------ ---- ------- ------ ----~~-------------------------------------------------------------------------------------------------------------------~~ ~~Ionics~~Ito ~~Inc~~En ~~COM~~Ltd ~~462218108~~FOREIGN ~~4163~~J25027103 ~~130700~~3537 79100 SH SOLE ~~130700~~79100 ------------------------------------------------------------------------------------------------------------------------------------ ~~iShares~~J2 TrGlobal ~~COM~~Communications ~~464287432~~OPTION ~~7152~~46626E4RE ~~83700~~553 SH145400 PUT SOLE ~~83700~~145400 ------------------------------------------------------------------------------------------------------------------------------------ ~~Ito~~Kmart EnHldg ~~Ltd~~Corp ~~FOREIGN~~OPTION ~~J25027103~~4987804UE ~~3396~~62 ~~79100~~85800 SHPUT SOLE ~~79100~~85800 ------------------------------------------------------------------------------------------------------------------------------------ J2Landec ~~Global~~Corp ~~OPTION~~OTC ~~46626E4OH~~IS ~~1023~~514766104 ~~114800~~2761 ~~PUT~~319900 SH SOLE ~~800~~319900 ~~Communications~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~KOS~~Leapfrog ~~Pharmaceuticals~~Enterprises ~~OPTION~~Inc ~~5006484NH~~COM ~~184~~52186N106 ~~108300~~5091 ~~PUT~~263100 SH SOLE ~~108300~~263100 ~~Inc~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Leapfrog~~LivePerson ~~Enterprises~~Inc ~~COM~~OTC ~~52186N106~~IS ~~6980~~538146101 ~~263100~~1193 225000 SH SOLE ~~263100~~225000 ~~Inc~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Leapfrog~~Longs ~~Enterprises~~Drug ~~OPTION~~Stores ~~52186N4OH~~Inc ~~2969~~COM ~~263100~~543162101 ~~PUT~~8777 ~~SOLE~~466100 ~~263100~~SH ~~Inc~~SOLE 466100 ------------------------------------------------------------------------------------------------------------------------------------ ~~Longs~~MacQuarie ~~Drug~~Airports ~~Stores~~OTC ~~Inc~~IS ~~COM~~6543628 ~~543162101~~5115 ~~11249~~3904300 ~~454700~~ SH SOLE ~~454700~~3904300 ------------------------------------------------------------------------------------------------------------------------------------ ~~MacQuarie~~***Max ~~Airports~~Re Capital Ltd OTC IS ~~6543628~~G6052F103 ~~2510~~5076 ~~1875000~~224600 SH SOLE ~~1875000~~224600 ---------------------------------------------------------------------------------------------------------------------------------- Med--Design ***MaxCorp ReOPTION ~~Capital~~5839264PU ~~Ltd~~797 ~~OTC~~221500 ISPUT ~~G6052F103 5054 224600 SH~~ SOLE ~~224600~~221500 ------------------------------------------------------------------------------------------------------------------------------------ ~~McMoran~~99 ~~Exploration~~Cents ~~OPTION~~Only ~~5824114BC~~Stores ~~566~~COM ~~136500~~65440K106 ~~CALL~~4242 ~~SOLE~~173700 ~~136500~~SH CoSOLE 173700 ------------------------------------------------------------------------------------------------------------------------------------ ~~Med-Design~~Nasdaq ~~Corp~~100 Share OPTION ~~5839264PU~~6311005MI ~~820~~3430 ~~221500~~1900000 PUT SOLE ~~221500~~1900000 ------------------------------------------------------------------------------------------------------------------------------------ Newmont Mining Corp ~~OPTION~~COM ~~6516393FE~~651639106 ~~2581~~12520 ~~139500~~268500 ~~CALL~~SH SOLE ~~139500~~268500 ------------------------------------------------------------------------------------------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------~~------~~ ----------~~----~~ ----------- ----------- -------------------- ----------- ---------~~---~~ --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----------~~----~~ ----- ------- ------- --- ---- --- --- ---- -------- ---- ------ ---- ------- ------ ----~~-------------------------------------------------------------------------------------------------------------------~~ Newmont Mining Corp ~~COM~~OPTION ~~651639106~~6516394RU ~~6980~~81 ~~143600~~268500 SHPUT SOLE ~~143600~~268500 ------------------------------------------------------------------------------------------------------------------------------------ Newpark Resources Inc New COM 651718504 ~~2181~~3963 ~~455300~~762200 SH SOLE ~~455300~~762200 ~~Inc New~~ ------------------------------------------------------------------------------------------------------------------------------------ Nipponkoa Insurance Co Ltd OTC IS J5428G115 ~~7797~~9638 ~~1412000~~1439000 SH SOLE ~~1412000~~1439000 ~~Co Ltd~~ ------------------------------------------------------------------------------------------------------------------------------------ Overstock.com Inc DE OTC IS 690370101 ~~2957~~4422 ~~148800~~143200 SH SOLE ~~148800~~143200 ------------------------------------------------------------------------------------------------------------------------------------ ~~Petrochina~~Overstock Cocom ~~Ltd~~Inc DE OPTION ~~71646E4AK~~6903704FG ~~335~~265 ~~90600~~100000 CALL SOLE ~~90600~~100000 ------------------------------------------------------------------------------------------------------------------------------------ Petrochina Co Ltd ADS OTC IS 71646E100 ~~8369~~5038 ~~146700~~98600 SH SOLE ~~146700~~98600 ------------------------------------------------------------------------------------------------------------------------------------ Pfizer Inc COM 717081103 ~~6165~~3056 ~~174500~~87200 SH SOLE ~~174500~~87200 ------------------------------------------------------------------------------------------------------------------------------------ ~~Polaris~~Ranbaxy ~~Industries~~Laboratories ~~OPTION~~Ltd ~~7310684OO~~OTC 37IS ~~30000~~Y7187Y116 ~~PUT~~6868 316655 SH SOLE ~~30000~~316655 ------------------------------------------------------------------------------------------------------------------------------------ ~~Ranbaxy~~RedFed ~~Laboratories~~Bancorp Inc ADR OTC IS ~~Y7187Y116~~757479100 ~~7622~~1284 ~~316655~~110700 SH SOLE ~~316655~~110700 ~~Ltd~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Regeneration~~Rydex Series Tr OTC IS ~~75886N100~~783554702 ~~2011~~7293 ~~183500~~368888 SH SOLE ~~183500~~368888 ~~Technologies~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Rydex~~Sa ~~Series~~Sa TrInternational ~~OTC~~Ord ISHK ~~783554702~~FOREIGN ~~7122~~6003401 ~~338961~~2689 6652000 SH SOLE ~~338961~~6652000 ------------------------------------------------------------------------------------------------------------------------------------ Sanrio Co FOREIGN J68209105 ~~2983~~5881 ~~392100~~400600 SH SOLE ~~392100~~400600 ------------------------------------------------------------------------------------------------------------------------------------ ~~Shangri~~Shoe LaCarnival ~~Asia~~Inc ~~Ltd~~OTC ~~FOREIGN~~IS ~~G8063F106~~824889109 ~~3859~~3733 ~~4104000~~241000 SH SOLE ~~4104000~~241000 ~~Ord~~ ------------------------------------------------------------------------------------------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------~~------~~ ----------~~----~~ ----------- ----------- -------------------- ----------- ---------~~---~~ --------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- ---- ------ ---------- ------- --- ---- ----------- --------- ------- ------ ---- Starcraft Automotive Corp OTC IS 855269106 2687 192033 SH SOLE 192033 ------------------------------------------------------------------------------------------------------------------------------------ ~~Shoe~~Symyx ~~Carnival~~Technologies Inc OTC IS ~~824889109~~87155S108 ~~3892~~471 ~~219900~~16400 SH SOLE ~~219900~~16400 ------------------------------------------------------------------------------------------------------------------------------------ ~~Starcraft~~Tejon ~~Automotive~~Ranch ~~OTC~~Co ISCOM ~~8552639106~~879080109 ~~5937~~5149 ~~182890~~139300 SH SOLE ~~182890~~139300 ~~Corp~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Surmodics~~Tivo Inc ~~OPTION~~OTC ~~8688734NI~~IS ~~2006~~888706108 ~~94200~~2102 ~~PUT~~236500 SH SOLE ~~94200~~236500 ------------------------------------------------------------------------------------------------------------------------------------ ~~Symyx~~Tractor ~~Technologies~~Supply Co OTC IS ~~87155S108~~892356106 ~~384~~10633 ~~18700~~274600 SH SOLE ~~18700~~274600 ~~Inc~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Tejon~~Tractor ~~Ranch~~Supply Co ~~COM~~OPTION ~~879080109~~8923564PL ~~3515~~275 ~~85700~~274600 SHPUT SOLE ~~85700~~274600 ------------------------------------------------------------------------------------------------------------------------------------ ~~Tractor~~USS ~~Supply~~ Co ~~OTC~~Ltd ISFOREIGN ~~892356106~~J9446Z105 ~~10864~~4720 ~~278600~~56800 SH SOLE ~~278600~~56800 ------------------------------------------------------------------------------------------------------------------------------------ ~~Tractor~~Veritas ~~Supply~~DGC CoInc OPTION ~~8923564PL~~92343P4QD ~~247~~109 ~~274600~~93800 PUT SOLE ~~274600~~93800 ------------------------------------------------------------------------------------------------------------------------------------ Wanyou Fire Safety FOREIGN 6548076 ~~2079~~4128 ~~30460000~~57440000 SH SOLE ~~30460000~~57440000 ------------------------------------------------------------------------------------------------------------------------------------ Waste Management Inc COM 94106L109 ~~2711~~2764 91600 SH SOLE 91600 ------------------------------------------------------------------------------------------------------------------------------------ Webzen Inc OTC IS 94846M102 ~~2745~~4272 ~~264200~~455000 SH SOLE ~~264200~~455000 ------------------------------------------------------------------------------------------------------------------------------------ ~~Wild~~Zixit ~~Oats~~Corp ~~Mkts~~ OPTION ~~96808B4MV~~98974P4TU 2076 ~~58500~~190800 PUT SOLE ~~58500~~190800 ------------------------------------------------------------------------------------------------------------------------------------

Filing Compare · JAVELIN OPPORTUNITIES LP