13F-HR 1 d13fhr.txt FORM 13F-HR Form 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [_]: Amendment Number:_____________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter Homans Address: One International Place 29/th/ Floor Boston, Massachusetts 02110 Form 13F File Number: 28-06051 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Peter Homans Title: Institutional Manager Phone: (617) 856-8875 Signature, Place, and Date of Signing: /s/ Peter Homans -------------------------------------------------------------------------------- (Signature) Boston, Massachusetts -------------------------------------------------------------------------------- (City, State) January 7, 2004 -------------------------------------------------------------------------------- (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $19,579 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 2 FORM 13F Name of Reporting Manager Peter Homans ------------------------------

----------------------------------------------------------------------------------------------------- Item 5: Item 1: Item 2: Item 3: Item 4: Shares or PRN Amt. ------------------------------- ~~Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Title Fair Shares of (b) Shared As Name of of CUSIP Market Principal (a) Defined In (c) Shared~~- ~~Other (a) (b) (c) Issuer Class number Value Amount Sole Instr. V Other Managers Sole Shared None~~ --------------------------------------------------------------------- CUSIP Name of Issuer Title of Class nummber Fair Market Value (x $1000) SH or PRN Put/Call ----------------------------------------------------------------------------------------------------- ~~ANALOG~~ALKERMES ~~DEVICES~~ INC COMM ~~032654105~~01642T108 ~~2,852~~675 7550,000 XSH ~~one~~ANDREW ~~75,000~~CORP ~~ADVANCE PCS~~ COMM ~~00790K109~~034425108 ~~228~~695 560,000 XSH ~~one~~BIOGEN ~~5,000~~IDEC ~~AETNA~~ INC COMM ~~00817Y108~~09062X103 ~~6,103~~1 ~~100,000~~21 XSH ~~one~~BROADCOM ~~100,000~~CORP ~~ADVANCED FIBRE COMMUNICATIONS~~ COMM ~~00754A105~~111320107 ~~10,580~~851 ~~505~~25,000 XSH ~~one~~BIOSITE ~~505,000~~DIAGNOSTICS ~~AFFYMETRIX~~ INC COMM ~~00826T108~~090945106 ~~210~~1,300 1044,~~000~~900 XSH ~~one~~BOSTON ~~10,000~~SCIENTIFIC ~~ALKERMES~~CORP ~~INC~~ COMM ~~01642T108~~101137107 ~~686~~735 5020,000 XSH ~~one~~CREE ~~50,000~~RESEARCH ~~AMKOR TECHNOLOGY~~ INC COMM ~~031652100~~225447101 ~~3,240~~0 ~~228,000~~10 XSH ~~one~~EXPRESS ~~228,000~~SCRIPTS ~~ARIBA~~ INC-CL A COMM ~~04033V104~~302182100 ~~3,952~~996 115,~~300,~~000 XSH ~~one~~GRAY ~~1,300,000~~COMMUNICATIONS ~~ASCENTIAL~~SYSTEMS ~~SOFTWARE CORP~~ COMM ~~04362P207~~389375106 ~~2,780~~756 ~~150~~50,000 XSH ~~one~~GENITOPE ~~150,000 BOSTON SCIENTIFIC~~ CORP COMM ~~101137107~~37229P507 ~~14,355~~261 ~~225~~33,~~000~~400 XSH ~~one~~DOT ~~225,000~~HILL ~~CABOT~~SYS ~~MICROELECTRONICS~~ CORP COMM ~~12709P103~~25848T109 ~~6,041~~455 ~~108~~30,~~600~~000 XSH ~~one~~HYPERION ~~108,600~~SOLUTIONS ~~CELGENE~~ CORP COMM ~~151020104~~44914M104 2,~~165~~110 5070,000 XSH ~~one~~INVACARE ~~50,000~~CORP ~~CHIPPAC INC~~ COMM ~~169657103~~461203101 ~~928~~2 ~~157,500~~50 XSH ~~one~~KEMET ~~157,500~~CORP ~~CAREMARK RX INC~~ COMM ~~141705103~~488360108 ~~5,198~~274 ~~230~~20,000 XSH ~~one~~MAGMA ~~230,000~~DESIGN ~~CREE~~AUTOMATION ~~RESEARCH~~ INC COMM ~~225447101~~559181102 ~~3,010~~467 ~~162~~20,~~500~~000 XSH ~~one~~MRO ~~162,500~~SOFTWARE ~~DADE BEHRING HOLDINGS~~ INC COMM ~~23342J206~~55347W105 ~~6,320~~270 ~~223~~20,~~700~~000 XSH ~~one~~NETEGRITY ~~223,700 QUEST DIAGNOSTICS~~ INC COMM ~~74834L100~~64110P107 ~~3,638~~406 6040,000 XSH ~~one~~NETGEAR ~~60,000~~INC ~~AMDOCS LIMITED~~ COMM ~~G02602103~~64111Q104 ~~564~~16 301,000 XSH ~~one~~OMNIVISION ~~30,000~~TECHNOLOGIES ~~EMULEX CORP NEW COMM 292475209 2,547 100,000 X one 100,000 F5 NETWORKS~~ INC COMM ~~315616102~~682128103 ~~2,357~~7 ~~122,500~~130 XSH ~~one~~SAPIENT ~~122,500~~CORP ***FLEXTRONICS INT LTD COMM ~~Y2573F102~~803062108 ~~2,758~~282 ~~193~~50,~~954 X one 193,954 FOREST LABORATORIES INC COMM 345838106 515 10,~~000 XSH ~~one~~SEEBEYOND ~~10,000~~TECHNOLOGIES ***GARMINCORP ~~LTD~~ COMM ~~G37260109~~815704101 ~~8,795~~343 ~~210~~80,000 XSH ~~one~~SANDISK ~~210,000 IDEXX LABORATORIES~~ CORP COMM ~~45168D104~~80004C101 127,~~765~~344 ~~300~~120,000 XSH ~~one~~TERADYNE ~~300,000~~INC ~~INTEL CORP~~ COMM ~~458140100~~880770102 ~~10,320~~764 ~~375~~30,000 XSH ~~one~~UNITED ~~375,000~~SURGICAL ~~INTERSIL~~PARTNERS ~~HLDG~~INTL ~~CORP~~ COMM ~~46069S109~~913016309 ~~595~~569 2517,000 XSH ~~one~~XILINX ~~25,000 I2 TECHNOLOGIES~~ INC. COMM ~~465754109~~983919101 ~~144~~0 ~~113,200~~10 XSH ~~one 113~~19,~~200~~579 ~~INTERVIDEO~~------------------------------------------------------------------------------------------------------------------------------------ ~~INC~~Item ~~COMM 46114Y101 21~~ 1~~,000~~: XItem ~~one~~2: ~~1,000~~Item ~~LABORATORY~~6: ~~CORP~~Investment ~~AMER~~Discretion ~~HLDGS~~Item ~~COMM~~7: ~~50540R409~~Item 8~~,610~~: ~~300,000~~------------------------------------------------------------------------------------------------------------------------------------ X(a) ~~one~~(b) ~~300,000~~Shared ~~LINEAR~~- ~~TECHNOLOGY~~-Defined ~~CORPORATION~~(c) ~~COMM~~(a) ~~535678106~~(b) ~~12,540~~(c) ~~349,000~~Name Xof ~~one~~Issuer ~~349,000~~Title ~~LINCARE~~of ~~HOLDINGS~~Class ~~INC~~Sole ~~COMM~~Another ~~532791100~~mnger. ~~12,814~~/ ~~350,000~~Person XOther ~~one~~Than ~~350,000~~Manager ~~MICRON~~Shared-Other ~~TECHNOLOGY~~Other ~~INC~~Managers ~~COMM~~Sole ~~595112103~~Shared ~~7,717~~None ~~575,000~~------------------------------------------------------------------------------------------------------------------------------------ XALKERMES ~~one 575,000 MAXIM INTEGRATED PRODUCTS~~ INC COMM ~~57772K101 295 7,500~~ X ~~one~~none 750,~~500~~000 ~~NEUROCRINE~~ANDREW ~~BIOSCIENCES~~CORP ~~INC~~ COMM ~~64125C109 6,929 140,000~~ X ~~one~~none ~~140~~60,000 ~~NETEGRITY~~BIOGEN IDEC INC COMM ~~64110P107 4,242 425,000~~ X ~~one~~none ~~425,000~~21 ~~NETWORK~~BROADCOM ~~APPLIANCE~~CORP ~~INC~~ COMM ~~64120L104 4,106 200,000~~ X ~~one~~none ~~200~~25,000 ~~NETGEAR~~BIOSITE DIAGNOSTICS INC COMM ~~64111Q104 17 1,000~~ X ~~one~~none 144,~~000~~900 ~~OXFORD~~BOSTON ~~HEALTH~~SCIENTIFIC ~~PLANS~~CORP ~~INC~~ COMM ~~691471106 6,197 150,000~~ X ~~one~~none ~~150~~20,000 ~~OPSWARE~~CREE RESEARCH INC COMM ~~68383A101 730 100,000~~ X ~~one~~none ~~100,000~~10 ~~OMNIVISION~~EXPRESS ~~TECHNOLOGIES~~SCRIPTS INC-CL A COMM ~~682128103 5,909 140,000~~ X ~~one~~none ~~140~~15,000 ~~PACIFICARE~~GRAY ~~HEALTH~~COMMUNICATIONS SYSTEMS ~~INC~~ COMM ~~695112102 9,516 195,000~~ X ~~one~~none ~~195~~50,000 ~~PUT~~GENITOPE ~~BOSTON~~CORP ~~SCIEN~~COMM ~~JAN~~X ~~55.00~~none ~~PUT 1011374MK 795 3~~33,~~000~~400 XDOT ~~one~~HILL ~~3,000~~SYS ~~QUALCOMM~~CORP ~~INC~~ COMM ~~747525103 208 5,000~~ X ~~one~~none 530,000 ~~CALL~~HYPERION ~~ALKERMES~~SOLUTIONS ~~INC~~CORP ~~NOV~~COMM ~~10.00 CALL 01642T3KB 42 100~~ X ~~one~~none ~~100~~70,000 ~~CALL~~INVACARE ~~ALKERMES~~CORP ~~INC~~COMM ~~NOV 12.50 CALL 01642T3KV 1,008 4,200~~ X ~~one~~none ~~4,200 PUT ALKERMES INC NOV12.~~50~~****~~ ~~PUT~~KEMET ~~01642T3WV~~CORP ~~331~~COMM ~~2,500~~ X ~~one~~none 220,~~500 CALL ST JUDE MEDICAL NOV 55.00 CALL 7908493KK 690 3,~~000 XMAGMA ~~one~~DESIGN ~~3,000~~AUTOMATION ~~CALL CV THERAPEUTICS OCT 32.50 CALL 1266673JZ 1 100 X one 100 RF MICRO DEVICES~~ INC COMM ~~749941100 185 20,000~~ X ~~one~~none 20,000 ~~SCICLONE~~MRO ~~PHARMACEUTICALS~~SOFTWARE INC COMM ~~80862K104 545 68,100~~ X ~~one~~none 6820,~~100~~000 ~~SHIRE~~NETEGRITY ~~PHARMACEUTICALS~~INC ~~GROUP ADR~~ COMM ~~82481R106 442 20,000~~ X ~~one~~none 2040,000 ~~SANDISK~~NETGEAR ~~CORP~~INC COMM ~~80004C101 13,509 212,000~~ X ~~one~~none ~~212~~1,000 ~~SYNOPSYS~~OMNIVISION TECHNOLOGIES INC COMM ~~871607107 695 22,500~~ X ~~one~~none ~~22,500~~130 ~~SEAGATE~~SAPIENT ~~TECHNOLOGY~~CORP ~~HOLDINGS~~COMM ~~PREF G7945J104 8,840 325,000~~ X ~~one~~none ~~325~~50,000 ~~SKYWORKS~~SEEBEYOND ~~SOLUTIONS~~TECHNOLOGIES ~~INC~~CORP COMM ~~83088M102 9 1,000~~ X ~~one~~none 180,000 ~~TRIAD~~SANDISK ~~HOSPITALS~~CORP ~~INC~~ COMM ~~89579K109 757 25,000~~ X ~~one~~none 25120,000 ~~TRIMERIS~~TERADYNE INC COMM ~~896263100 1,391 55,500~~ X ~~one~~none 5530,~~500~~000 ~~VARIAN~~UNITED ~~MEDICAL~~SURGICAL ~~SYSTEM~~PARTNERS ~~INC~~INTL COMM ~~92220P105 11,783 205,000~~ X ~~one~~none ~~205~~17,000 ~~WELLPOINT~~XILINX ~~HEALTH NETWORKS~~ INC. COMM ~~94973H108 3,854 50,000~~ X ~~one~~none ~~50,000 238,370~~10

Filing Compare · HOMANS PETER