Potti Manish 4
4 · Ocugen, Inc. · Filed Mar 8, 2021
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Potti Manish
Director
Transactions
- Exercise/Conversion
Oprion (Right to Buy)
2021-03-05−7,000→ 119,000 totalExercise: $1.83Exp: 2031-01-01→ Common Stock (7,000 underlying) - Exercise/Conversion
Common Stock
2021-03-05$0.51/sh+21,000$10,710→ 21,000 total - Exercise/Conversion
Common Stock
2021-03-05$1.83/sh+7,000$12,810→ 28,000 total - Exercise/Conversion
Option (Right to Buy)
2021-03-05−21,000→ 33,000 totalExercise: $0.51Exp: 2030-01-02→ Common Stock (21,000 underlying)
Holdings
- 123,429(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The Reporting Person is a managing member of Scotland Parkway LLC and has voting and investment power over securities held by Scotland Parkway LLC.
- [F2]The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the second day of each month through January 2, 2023, subject to the Reporting Person's continued service with the Company through each such date.
- [F3]The shares underlying the option exercised in this transaction were fully vested and exercisable. The remainder of the shares underlying the option shall continue to vest and become exercisable ratably on a monthly basis on the first day of each month through January 1, 2024, subject to the Reporting Person's continued service with the Company through each such date.