CLARIOND EUGENIO 4

4 · JOHNSON CONTROLS INC · Filed Jan 25, 2013

Form 4

Period: 2013-01-23

Director

Transactions

Award
Phantom Stock Units/Directors' Deferred Compensation Plan
2013-01-23$30.73/sh+5,125.285$157,500→ 52,942.063 total
→ Common Stock (5,125.285 underlying)

Holdings

Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (2,419.94 underlying)
2,419.94
Common Stock
(indirect: By Trust)
370,743

Footnotes (5)

[F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
[F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
[F4]Includes 601.86 phantom stock units acquired through reinvestment of dividends on October 2, and December 28, 2012 at prices ranging from $27.55 to $30.11 per phantom unit.
[F5]Includes 30.78 phantom stock units acquired through reinvestment of dividends on October 2, and December 28, 2012 at prices ranging from $27.55 to $30.11 per phantom unit.

Documents

1 file