BERKSHIRE ALAN G 4
4 · NUVEEN INVESTMENTS INC · Filed Jan 19, 2005
Insider Transaction Report
Form 4
BERKSHIRE ALAN G
Senior Vice President
Transactions
- Award
Class A Common Stock
2005-01-14+6,985→ 23,096 total - Award
Class A Common Stock
2005-01-14+7,700→ 30,796 total - Award
Non-Qualified Stock Option
2005-01-14+38,000→ 38,000 totalExercise: $38.01From: 2009-01-14Exp: 2015-01-14→ Class A Common Stock (38,000 underlying) - Award
Non-Qualified Stock Option
2005-01-14+35,282→ 35,282 totalExercise: $38.01From: 2008-01-14Exp: 2015-01-14→ Class A Common Stock (35,282 underlying)
Holdings
- 6,000(indirect: By Spouse)
Class A Common Stock
Footnotes (2)
- [F1]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan of shares of restricted stock and stock options which will vest in a single installment on January 14, 2008.
- [F2]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan which vest based on a combination of the Issuer achieving specified performance thresholds during a three-year period from 2005 through 2007 and subsequent time vesting. Assuming the performance thresholds are met, shares of restricted stock that will vest in one installment on January 14, 2011 and stock options will vest in three equal installments on January 14, 2009, 2010 and 2011.