4//SEC Filing
GABELLI MARIO J 4
Accession 0001185533-26-000005
CIK 0001378701other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 1:46 PM ET
Size
10.2 KB
Accession
0001185533-26-000005
Insider Transaction Report
Form 4
GDL FUNDGDL
GABELLI MARIO J
Director10% OwnerOther
Transactions
- Sale
Common Shares, Par Value $0.001
2026-01-09$8.39/sh−800$6,712→ 2,748,777 total
Holdings
- 1,846,636(indirect: Associated Capital Group, Inc.)
Common Shares, Par Value $0.001
[F1] - 7,364(indirect: Gabelli & Company Investment Advisers, Inc.)
Common Shares, Par Value $0.001
[F2] - 242,000(indirect: GGCP, Inc.)
Common Shares, Par Value $0.001
[F3] - 48,000(indirect: GPJ Retirement Partners)
Common Shares, Par Value $0.001
[F4] - 57,252(indirect: GAMCO Investors, Inc.)
Common Shares, Par Value $0.001
[F5]
Footnotes (5)
- [F1]The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- [F2]The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- [F3]The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- [F4]The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- [F5]The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Signature
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli|2026-01-13
Documents
Issuer
GDL FUND
CIK 0001378701
Entity typeother
Related Parties
1- filerCIK 0001185533
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 1:46 PM ET
- Size
- 10.2 KB