UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 orOR 15(d) of ~~the~~The Securities Exchange Act of 1934

~~Securities~~Date ~~Exchange~~of ~~Act~~Report (Date of ~~1934~~earliest event reported) July 7, 2020

April 4, 2017

Date of Report (Date of earliest event reported)

DCA ASSET MANAGEMENT, INC.

Delaware				46-2823100
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

(Exact name of registrant as specified in its charter)

8217 East Spanish Boot Road Carefree, Arizona 85377

Delaware		46-2825884
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

8217 East Spanish Boot Road	Carefree, Arizona	85377-5408
(Address of principal executive offices)		(Zip Code)

~~(Address~~Registrant’s oftelephone ~~principal~~number, ~~executive~~including ~~offices) (Zip~~area ~~Code~~code (480) 575-6555

Registrant’s telephone number, including area code: (480) 575-6555

Apex 9 Inc., 2251 North Rampart Blvd., #182, Las Vegas, Nevada 89128

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

~~Item~~☐ ~~5.01~~Soliciting ~~Changes~~material inpursuant ~~Control~~to ofRule ~~Registrant~~14a-12 under the Exchange Act (17 CFR 240.14a-12)

On☐ ~~April~~Pre-commencement 4,communications ~~2017,~~pursuant ~~Heritage Mining Corporation sold 9,800,000 shares of Common Stock of Apex 9 Inc.~~ to DuRule ~~Lac~~14d-2(b) ~~Capital~~under ~~Assets, Inc., for an aggregate purchase price of $40,000.00 cash. Such shares of Common Stock represent 98.0% of~~ the ~~issued~~Exchange ~~and~~Act ~~outstanding~~(17 ~~shares~~CFR ~~of capital stock of the Corporation~~240.14d-2(b))

~~Item~~☐ ~~5.02~~Pre-commencement ~~Departure~~communications ofpursuant ~~Directors~~to orRule ~~Certain~~13e-4(c) ~~Officers;~~under ~~Election~~the ofExchange ~~Directors;~~Act ~~Appointment~~(17 ofCFR ~~Certain Officers; Compensatory Arrangements of Certain Officers~~240.13e-4(c))

OnItem ~~April~~ 4~~, 2017, Steven R~~.01 ~~Skirvin~~Changes ~~resigned~~in asRegistrant’s ~~the~~Certifying ~~sole officer and director of the Corporation and du Lac Capital Assets, Inc~~Accountant. ~~elected Anthony J. Iarocci, Jr. and Michael J. Schnaus to serve as the members of the Board of Directors of the Corporation until the next regularly scheduled election of directors.~~

On ~~April 4~~June 30, ~~2017~~2020, ~~Anthony~~the J.Board ~~Iarocci~~of Directors (the “Board”) of DCA Asset Management, JrInc. (the “Company”), ~~was~~approved ~~elected~~the todismissal ~~serve~~of asPiercy ~~the~~Bowler ~~President~~Taylor & Kern, ~~Secretary~~Certified Public Accountants (“PBTK”), ~~Treasurer~~as the Company’s independent registered public accounting firm. The reports of PBTK on the Company’s consolidated financial statements for the fiscal years ended December 31, 2019 and ~~Chief~~2018 ~~Executive~~did ~~Officer~~not contain an adverse opinion or a disclaimer of ~~the~~opinion, ~~Corporation~~and were not qualified or modified as to uncertainty, audit scope, or accounting principles.

~~Biography~~During ~~Anthony~~the J.fiscal ~~Iarocci~~years ended December 31, Jr2019 and 2018, and during the subsequent interim period through June 30, 2020, there have been no “disagreements” (as described in Item 304(a)(1)(iv) of Regulation S-K and related instructions) or “reportable events” (as described in Item 304(a)(1)(v) of Regulation S-K) with PBTK on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements or reportable events if not resolved to the satisfaction of PBTK would have caused PBTK to make reference thereto in its reports on the consolidated financial statements for such periods.: ~~Age~~The 63Company provided PBTK with a copy of the foregoing disclosures and requested PBTK to furnish the Company with a letter addressed to the Securities and Exchange Commission stating whether or not it agrees with the above disclosures. A copy of the letter furnished pursuant to that request is filed as Exhibit 16.1 to this Current Report on Form 8-K.

~~Mr.~~Item ~~Iarocci has been the President and a member of the Board of Directors of Du Lac Capital Assets, Inc~~9.,01 ~~since~~Financial ~~September~~Statements ~~2012. Mr. Iarocci has worked in the securities industry as an investment advisor~~ and ~~an administrator for 38 years~~Exhibits. He is the owner of I Investment Group, Inc. Mr. Iarocci has been an independent contractor of Wedbush Securities and registered as a securities representative with FINRA since December 2011. During the past 30 years, he was a Vice President, then Senior Vice President and principal with Wedbush Securities. From 1978 to 1981, Mr. Iarocci was a registered representative for Dean Witter Reynolds (now Morgan Stanley) and became a Vice President, Investments during his tenure there. He graduated with a B.A. in government from the University of Notre Dame where he also earned three monograms as a player on the Irish baseball program. Mr. Iarocci completed his education with a MBA from the University of Chicago with a concentration in finance.

~~Biography Michael J. Schnaus: Age 64~~Exhibit

MrNo. Michael J. Schnaus was the Senior Vice President of Corporate Development at Entrust Datacard Corporation until his retirement in September 2016. He had been an executive with the company since 1997 and was responsible for mergers and acquisitions, joint ventures, and strategic alliances with outside companies on a global basis. Mr. Schnaus has over 32 years of experience in corporate development and finance, including with Alliant Techsystems (formerly Honeywell) from 1991 to 1997, and other publicly held companies in Los Angeles and Phoenix. Mr. Schnaus is a director of Du Lac Capital Assets, Inc., and served on the Board of Directors of other private companies in the United States, the United Kingdom, and Australia. Mr. Schnaus earned a bachelor’s degree in accounting from the University of Notre Dame and an MBA with concentrations in account and finance from UCLA. Description

~~Item 5~~16.031 Letter ~~Amendments~~from toPiercy ~~Articles~~Bowler ofTaylor ~~Incorporation~~& orKern ~~Bylaws;~~to ~~Change~~the inSecurities ~~Fiscal~~and ~~Year~~Exchange Commission.

On April 10, 2017, the Corporation effected an amendment to its Certificate of Incorporation to change the name of the Corporation to DCA Asset Management, Inc. The Certificate of Amendment to Certificate of Incorporation is attached hereto as Exhibit 3.1.SIGNATURES

~~SIGNATURES~~Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	DCA ASSET MANAGEMENT, INC.

	By:	/s/ Anthony J. Iarocci, Jr.
		Anthony J. Iarocci, Jr., President
Date: July 7, 2020

	DCA ASSET MANAGEMENT, INC.
	By:	/s/ Anthony J. Iarocci Jr.
		Anthony J. Iarocci Jr., President
Date: April 10, 2017

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