Koretsky Frank 4

Accession 0001185185-18-000429

CIK 0001522222other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 9:24 PM ET

Size

47.9 KB

Accession

0001185185-18-000429

Insider Transaction Report

Form 4

Period: 2018-03-12

CLS Holdings USA, Inc.CLSH

Koretsky Frank

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+236,810$74,003→ 4,767,785 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+377,898$118,093→ 5,246,208 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+29,786$9,308→ 12,127,050 total
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+50,307$15,721→ 12,248,448 total
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+50,685$15,839→ 1,921,673 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+9,027$2,821→ 1,930,700 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+427,187$133,496→ 2,357,887 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+2,173,088$679,090→ 4,530,975 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+100,525$31,414→ 4,868,310 total(indirect: See Footnote)
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+71,091$22,216→ 12,198,141 total
Exercise/Conversion
Common Stock
2018-03-12$0.31/sh+27,805$8,689→ 12,276,253 total
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-01-10→ Common Stock (50,685 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-01-10→ Common Stock (9,027 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-03-31→ Common Stock (427,187 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-08-23→ Common Stock (2,173,088 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-08-23→ Common Stock (236,810 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2017-10-09→ Common Stock (100,525 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total(indirect: See Footnote)
Exercise: $0.31From: 2018-01-05→ Common Stock (377,898 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total
Exercise: $0.31From: 2016-08-03→ Common Stock (29,786 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total
Exercise: $0.31From: 2016-01-12→ Common Stock (71,091 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total
Exercise: $0.31From: 2016-04-11→ Common Stock (50,307 underlying)
Exercise/Conversion
Convertible Promissory Note
2018-03-12$0.31/sh→ 0 total
Exercise: $0.31From: 2016-07-26→ Common Stock (27,805 underlying)

Footnotes (12)

[F1]Owned by Newcan Investment Partners LLC, an entity wholly owned by the Reporting Person.
[F10]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on January 1, 2019.
[F11]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2019.
[F12]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on July 1, 2019.
[F2]Represents conversion of remaining unpaid interest that accrued on a convertible promissory note that was converted on May 31, 2017.
[F3]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on January 2, 2020.
[F4]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2020.
[F5]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on August 22, 2020.
[F6]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on October 8, 2020.
[F7]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2021.
[F8]Represents conversion of remaining unpaid interest that accrued on a convertible promissory note held by CLS Co 2016, LLC, an entity of which the Reporting Person is a member, that was converted on May 31, 2017. Since CLS Co 2016, LLC's acquisition of this convertible note, the Reporting Person has taken a controlling position in this entity and shares issued upon conversion were issued in the name of the Reporting Person.
[F9]The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on August 1, 2018.

Documents

1 file

4
form4-koretsky031418.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

CLS Holdings USA, Inc.

CIK 0001522222

→

Entity typeother

Related Parties

filerCIK 0001661744

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 9:24 PM ET
Size: 47.9 KB

View on SEC.gov