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NEWCASTLE CAPITAL GROUP LLC 4

Accession 0001181580-22-000009

CIK 0000718332other
View on SEC.govCompany Profile

Filed

May 17, 8:00 PM ET

Accepted

May 18, 8:05 PM ET

Size

19.1 KB

Accession

0001181580-22-000009

Insider Transaction Report

Form 4
Period: 2022-05-16
RAVE RESTAURANT GROUP, INC.RAVE
SCHWARZ MARK E
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000
NEWCASTLE PARTNERS L P
10% Owner
Transactions
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000
NEWCASTLE CAPITAL MANAGEMENT LP
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000
NEWCASTLE CAPITAL GROUP LLC
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000
NCM SERVICES, INC.
10% Owner
Transactions
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000
Schwarz 2012 Family Trust
10% Owner
Transactions
  • Purchase

    Common Stock

    2022-05-16$0.88/sh+18,777$16,524→ 3,010,431 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-18$0.90/sh+9,843$8,859→ 3,027,874 total(indirect: Directly owned by by Newcastle Partners, L.P.)
  • Purchase

    Common Stock

    2022-05-17$0.90/sh+7,600$6,840→ 3,018,031 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings

  • Common Stock

    140,691

  • Director Stock Option (right to buy)

    Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
    15,000

  • Director Stock Option (right to buy)

    Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
    40,000
Footnotes (1)
  • [F1]Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.

Documents

1 file

Issuer

RAVE RESTAURANT GROUP, INC.

CIK 0000718332

→
Entity typeother
IncorporatedTX

Related Parties

1
  • filerCIK 0001251293

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 8:05 PM ET
Size
19.1 KB
View on SEC.gov