4//SEC Filing
BOX INC 4
Accession 0001181431-15-001645
$BOXCIK 0001372612operating
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:17 PM ET
Size
14.3 KB
Accession
0001181431-15-001645
Insider Transaction Report
Form 4
BOX INCBOX
DRANT RYAN D
10% Owner
Transactions
- Other
Class B Common Stock
2015-01-28+2,091,457→ 2,091,457 total(indirect: See Note 3)→ Class A Common Stock (2,091,457 underlying) - Conversion
Existing Class A Common Stock
2015-01-28+1,928,677→ 2,091,457 total(indirect: See Note 3) - Conversion
Series D2 Preferred Stock
2015-01-28−1,653,761→ 0 total(indirect: See Note 3)→ Existing Class A Common Stock (1,653,761 underlying) - Other
Existing Class A Common Stock
2015-01-28−2,091,457→ 0 total(indirect: See Note 3) - Conversion
Series E Preferred Stock
2015-01-28−274,916→ 0 total(indirect: See Note 3)→ Existing Class A Common Stock (274,916 underlying)
Footnotes (5)
- [F1]The Series D2 Preferred Stock automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]The Series E Preferred Stock automatically converted into Existing Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.
- [F4]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F5]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Documents
Issuer
BOX INC
CIK 0001372612
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001372612
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 5:17 PM ET
- Size
- 14.3 KB