Home/Filings/4/0001181431-14-039596
4//SEC Filing

Pike Corp 4

Accession 0001181431-14-039596

CIK 0001317577operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 9:01 PM ET

Size

28.6 KB

Accession

0001181431-14-039596

Insider Transaction Report

Form 4
Period: 2014-12-22
Slater Anthony Kane
Executive VP and CFO
Transactions
  • Disposition to Issuer

    Common Stock

    2014-12-22$12.00/sh64,017$768,2040 total
  • Disposition to Issuer

    Option to buy

    2014-12-2230,0000 total
    Exercise: $18.18Exp: 2016-08-01Common Stock (30,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2230,0000 total
    Exercise: $18.41Exp: 2016-11-01Common Stock (30,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2210,0000 total
    Exercise: $18.41Exp: 2016-11-01Common Stock (10,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2220,0000 total
    Exercise: $16.16Exp: 2018-05-01Common Stock (20,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2225,0310 total
    Exercise: $14.25Exp: 2018-10-01Common Stock (25,031 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2234,0440 total
    Exercise: $11.33Exp: 2019-09-01Common Stock (34,044 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2212,5000 total
    Exercise: $7.27Exp: 2020-10-01Common Stock (12,500 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2237,2250 total
    Exercise: $9.61Exp: 2021-03-01Common Stock (37,225 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2014-12-226,6550 total
    Exercise: $0.00Common Stock (6,655 underlying)
  • Disposition to Issuer

    Option to Buy

    2014-12-2241,5340 total
    Exercise: $9.22Exp: 2022-03-01Common Stock (41,534 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2014-12-2222,3710 total
    Exercise: $0.00Common Stock (22,371 underlying)
Footnotes (7)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 4, 2014, among the Issuer, Pioneer Parent, Inc. and Pioneer Merger Sub, Inc. (the "Merger Agreement"), these shares were cancelled and converted into the right to receive $12.00 in cash per share, without interest and less any applicable withholding taxes.
  • [F2]Pursuant to the Merger Agreement, each of these options became fully vested and was cancelled and converted into the right to receive cash consideration, without interest and less any applicable withholding taxes, equal to the product of (i) the number of shares of the Issuer's common stock subject to the option and (ii) the excess, if any, of $12.00 over the per share exercise price of the option.
  • [F3]All of these options were vested and exercisable as of December 22, 2014.
  • [F4]Pursuant to the Merger Agreement, these restricted stock units became fully vested and were cancelled and converted into the right to receive $12.00 in cash per share of the Issuer's common stock subject to such restricted stock units, without interest and less any applicable withholding taxes.
  • [F5]These restricted stock units would have vested on February 1, 2015.
  • [F6]27,689 of these options were vested and exercisable as of December 22, 2014 and 13,845 of these options would have vested on March 1, 2015.
  • [F7]These restricted stock units would have vested in equal amounts on January 30 of each of 2015 and 2016.

Documents

1 file

Issuer

Pike Corp

CIK 0001317577

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001317577

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:01 PM ET
Size
28.6 KB