$UWHR·4

UWHARRIE CAPITAL CORP · Dec 15, 12:29 PM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Dec 15, 2014

Insider Transaction Report

Form 4
Period: 2014-12-11
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
  • Other

    Common Stock (See Footnote 4)

    2014-12-11+12,66012,660 total
  • Other

    Common Stock (See Footnote 1)

    2014-12-1112,6600.637 total
  • Disposition to Issuer

    Common Stock (See Footnote 1)

    2014-12-110.6370 total
Holdings
  • Common Stock (Held jointly with Spouse)

    1,112
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
  • [F2]Transfer of registration of shares due to the dissolution of the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). This change in registration does not effect overall beneficial ownership.
  • [F3]Price determined in accordance with the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP).
  • [F4]Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian

Documents

1 file
  • 4
    rrd420358.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES