Home/Filings/4/0001181431-14-036898

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MULTI COLOR Corp 4

Accession 0001181431-14-036898

CIK 0000819220operating

View on SEC.gov Company Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 8:02 PM ET

Size

28.8 KB

Accession

0001181431-14-036898

Insider Transaction Report

Form 4

Period: 2014-11-17

MULTI COLOR CorpLABL

DIAMOND CASTLE PARTNERS IV L P

10% Owner

Transactions

Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−24,155→ 0 total

Holdings

Common Stock
12,000

DIAMOND CASTLE PARTNERS IV-A L P

10% Owner

Transactions

Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)

Holdings

Common Stock
12,000

DEAL LEADERS FUND L P

10% Owner

Transactions

Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17−682,332→ 0 total

Holdings

Common Stock
12,000

DCP IV GP, L.P.

10% Owner

Transactions

Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)

Holdings

Common Stock
12,000

DCP IV GP-GP, LLC

10% Owner

Transactions

Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)

Holdings

Common Stock
12,000

BENACERRAF ARI J

Director10% Owner

Transactions

Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)

Holdings

Common Stock
12,000

RANGER MICHAEL W

10% Owner

Transactions

Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total
Other
Common Stock
2014-11-17−24,155→ 0 total

Holdings

Common Stock
12,000

RUSH ANDREW H

10% Owner

Transactions

Other
Common Stock
2014-11-17−24,155→ 0 total
Other
Common Stock
2014-11-17+7,427→ 7,427 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−682,332→ 0 total
Other
Common Stock
2014-11-17+2,498,496→ 2,498,496 total(indirect: By Partnership)
Other
Common Stock
2014-11-17−1,799,436→ 0 total

Holdings

Common Stock
12,000

Footnotes (12)

[F1]In connection with a recapitalization (the "recapitalization") of Diamond Castle Partners IV, L.P. ("Fund IV"), Diamond Castle Partners IV, L.P. ("Fund IV-A") and Deal Leaders Fund, L.P. ("DL Fund), Fund IV contributed assets to affiliated funds, including all of its shares of Common Stock in the following amounts: (a) 1,799,037 shares to Diamond Castle Partners 2014, L.P. (the "2014 Fund") in exchange for 10.463% of the 2014 Fund's then outstanding limited partner interests and (b) 399 shares of Common Stock to DCP 2014 Deal Leaders Fund, L.P. (the "2014 DL Fund") in exchange for 0.655% of the 2014 DL Fund's then outstanding limited partner interests.
[F10]Shares of Common Stock held directly by the 2014 Fund.
[F11]Shares of Common Stock held directly by the 2014 DL Fund.
[F12]Shares of Common Stock held directly by Ari J. Benacerraf. Each of the other reporting persons disclaims beneficial ownership of the shares held directly by Mr. Benacerraf and this report shall not be deemed to be an admission that each such person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F2]In connection with the recapitalization, Fund IV-A contributed assets to affiliated funds, including all of its shares of Common Stock in the following amounts: (a) 682,304 shares to the 2014 Fund in exchange for 3.968% of the 2014 Fund's then outstanding limited partner interests and (b) 28 shares of Common Stock to the 2014 DL Fund in exchange for 0.047% of the 2014 DL Fund's then outstanding limited partner interests.
[F3]In connection with the recapitalization, the DL Fund contributed assets to affiliated funds, including all of its shares of Common Stock in the following amounts: (a) 17,155 shares to the 2014 Fund in exchange for 0.1% of the 2014 Fund's then outstanding limited partner interests and (b) 7,000 shares of Common Stock to the 2014 DL Fund in exchange for 11.48% of the 2014 DL Fund's then outstanding limited partner interests.
[F4]DCP IV GP, L.P. (the "Fund IV GP") is the general partner of Fund IV, Fund IV-A and the DL Fund, and DCP IV GP-GP, LLC (the "Fund IV GP-GP") is its general partner (collectively, the "Fund IV entities"). DCP 2014 GP, L.P. (the "2014 GP") is the general partner of both the 2014 Fund and the 2014 DL Fund, and DCP 2014 GP-GP, LLC (the "2014 GP-GP") is its general partner (collectively, the "2014 Fund entities"). As described in footnote (9) of this Form 4, the Fund IV entities and the 2014 Fund entities are ultimately controlled by the same persons. A Form 3 is being filed today by the 2014 Fund entities to report their beneficial ownership of the shares of Common Stock reported in this Form 4.
[F5]Each of the Fund IV entities disclaims beneficial ownership of the shares held by the 2014 Fund entities and this report shall not be deemed to be an admission that such person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. In addition, each of the 2014 Fund and the 2014 DL Fund disclaims beneficial ownership of the securities owned by the other and this report shall not be deemed to be an admission that it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F6]Shares of Common Stock formerly held by Fund IV.
[F7]Shares of Common Stock formerly held by Fund IV-A.
[F8]Shares of Common Stock formerly held by the DL Fund.
[F9]Ari J. Benacerraf, Michael W. Ranger and Andrew H. Rush are the managing members of the Fund IV GP-GP. Also, Messrs. Benacerraf, Ranger and Rush are the managing members of the 2014 GP-GP. Each of them disclaims beneficial ownership of the securities reported in this Form 4, except to the extent of his pecuniary interest and this report shall not be deeemd to be an admission that such person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Documents

1 file

4
rrd419056.xmlPrimary
FORM 4

Issuer

MULTI COLOR Corp

CIK 0000819220

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000819220

Filing Metadata

Form type: 4
Filed: Nov 18, 7:00 PM ET
Accepted: Nov 19, 8:02 PM ET
Size: 28.8 KB

View on SEC.gov