American Water Works Company, Inc. 4

4 · American Water Works Company, Inc. · Filed Mar 5, 2014

Form 4

Period: 2014-03-04

VP & Chief Information Officer

Transactions

Exercise/Conversion
Common Stock
2014-03-04$34.12/sh+650$22,178→ 3,729 total
Exercise/Conversion
Common Stock
2014-03-04$39.45/sh+700$27,615→ 4,429 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−700→ 3,588 total
Exercise: $39.45Exp: 2019-12-31→ Common Stock (700 underlying)
Exercise/Conversion
Common Stock
2014-03-04$27.08/sh+245$6,635→ 3,079 total
Sale
Common Stock
2014-03-04$44.47/sh−1,595$70,930→ 2,834 total
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−245→ 246 total
Exercise: $27.08Exp: 2017-12-31→ Common Stock (245 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-04−650→ 2,023 total
Exercise: $34.12Exp: 2018-12-31→ Common Stock (650 underlying)

Footnotes (5)

[F1]The option award granted on February 24, 2011, representing a right to purchase 981 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
[F2]The option award granted on February 23, 2012, representing a right to purchase 4,008 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
[F3]The option award granted on February 21, 2013, representing a right to purchase 4,288 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
[F4]490 shares of this option award were previously exercised and reported.
[F5]1,335 shares of this option award were previously exercised and reported.

Documents

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