4//SEC Filing
AMYRIS, INC. 4
Accession 0001181431-14-003008
CIK 0001365916operating
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 6:08 PM ET
Size
12.4 KB
Accession
0001181431-14-003008
Insider Transaction Report
Form 4
AMYRIS, INC.AMRS
Boisseau Philippe
Director10% Owner
Transactions
- Purchase
Tranche II Senior Convertible Note ("Tranche Note")
2014-01-15(indirect: By Total Energies Nouvelles Activites USA)Exercise: $2.87→ Common Stock - Other
1.5% Senior Unsecured Convertible Note Due 2017 ("Note")
2014-01-15(indirect: By Total Energies Nouvelles Activites USA)Exercise: $7.07→ Common Stock - Purchase
1.5% Senior Unsecured Convertible Note Due 2017 ("New Note")
2014-01-15(indirect: By Total Energies Nouvelles Activites USA)Exercise: $7.07→ Common Stock
Holdings
- 13,617,212(indirect: By Total Energies Nouvelles Activites USA)
Common Stock
Footnotes (4)
- [F1]Mr. Boisseau, a member of the Issuer's board of directors, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- [F2]Note was cancelled pursuant to that certain Request for Cancellation delivered by the Reporting Person and accepted by the Issuer. The Issuer's obligations under the Note were cancelled upon the issuances of a new 1.5% Senior Unsecured Convertible Note Due 2017 and new Tranche II Senior Convertible Note.
- [F3]The principal amount of the New Note is $18,005,751.86. The New Note is convertible only in those circumstances described in the New Note. The Final Maturity Date as defined in the New Note is March 1, 2017.
- [F4]The principal amount of the Tranche Note is $6,042,064.77. The Tranche Note is convertible only in those circumstances described in the Tranche Note. The Final Maturity Date as defined in the Tranche Note is January 15, 2019.
Documents
Issuer
AMYRIS, INC.
CIK 0001365916
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001365916
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 6:08 PM ET
- Size
- 12.4 KB