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4//SEC Filing

VMWARE, INC. 4

Accession 0001181431-13-059128

CIK 0001124610operating
View on SEC.govCompany Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 7:25 PM ET

Size

15.2 KB

Accession

0001181431-13-059128

Insider Transaction Report

Form 4
Period: 2013-11-12
VMWARE, INC.VMW
Maritz Paul
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2013-11-12$33.95/sh+500,000$16,975,000→ 536,000 total
  • Exercise/Conversion

    Class A Common Stock

    2013-11-12$31.59/sh+100,000$3,159,000→ 636,000 total
  • Tax Payment

    Class A Common Stock

    2013-11-12$80.66/sh−432,445$34,881,014→ 203,555 total
  • Sale

    Class A Common Stock

    2013-11-13$79.87/sh−24,872$1,986,527→ 178,683 total
  • Sale

    Class A Common Stock

    2013-11-13$80.88/sh−142,683$11,540,201→ 36,000 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2013-11-12−500,000→ 0 total
    Exercise: $33.95Exp: 2014-09-10→ Class A Common Stock (500,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2013-11-12−100,000→ 1,340,006 total
    Exercise: $31.59Exp: 2015-08-12→ Class A Common Stock (100,000 underlying)
Footnotes (6)
  • [F1]Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection wtih Mr. Maritz's stock option exercises.
  • [F2]Price represents weighted average for sales reported. The range of prices for the sales reported is $79.54 through $80.51.
  • [F3]The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F4]Price represents weighted average for sales reported. The range of prices for the sales reported is $80.55 through $81.49.
  • [F5]25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.
  • [F6]312,001 option shares were fully vested as of the grant date (August 12, 2009). The remaining 1,128,005 option shares vested ratably each month until fully vested in March 2013.

Documents

1 file

Issuer

VMWARE, INC.

CIK 0001124610

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001124610

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 7:25 PM ET
Size
15.2 KB
View on SEC.gov