$NDAQ·4

NASDAQ OMX GROUP, INC. · Oct 30, 4:55 PM ET

NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Oct 30, 2013

Insider Transaction Report

Form 4
Period: 2013-10-28
Noll Eric
Executive Vice President
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2013-10-28$35.75/sh38,475$1,375,48150,128 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2013-10-28$19.50/sh+38,475$750,26388,603 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-10-2838,47533,844 total
    Exercise: $19.50Exp: 2019-07-22Common Stock (38,475 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $19.75Exp: 2020-03-04Common Stock (28,362 underlying)
    28,362
  • Employee Stock Option (Right to Buy)

    Exercise: $25.28Exp: 2021-03-28Common Stock (33,995 underlying)
    33,995
Footnotes (5)
  • [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.73 to $35.78, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  • [F2]Represents 50,128 unvested shares underlying PSUs.
  • [F3]Options exercisable.
  • [F4]Options exercisable on March 4, 2014.
  • [F5]Options exercisable on March 28, 2014.

Documents

1 file
  • 4
    rrd393723.xmlPrimary

    FORM 4 - ERIC NOLL - 10/28/2013