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4//SEC Filing

LDR HOLDING CORP 4

Accession 0001181431-13-054264

CIK 0001348324operating
View on SEC.govCompany Profile

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 4:06 PM ET

Size

17.4 KB

Accession

0001181431-13-054264

Insider Transaction Report

Form 4
Period: 2013-10-15
LDR HOLDING CORPLDRH
PATH4 INNOVATIONS L P
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-10-15+148,296→ 313,039 total
  • Conversion

    Series A-1 Preferred Stock

    2013-10-15−164,743→ 0 total
    → Common Stock (164,743 underlying)
  • Conversion

    Common Stock

    2013-10-15+164,743→ 164,743 total
  • Conversion

    Series B Preferred Stock

    2013-10-15−148,296→ 0 total
    → Common Stock (148,296 underlying)
Holdings

  • Common Stock

    411,856
WHITLOCK STEVEN I.
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-10-15+164,743→ 164,743 total
  • Conversion

    Series A-1 Preferred Stock

    2013-10-15−164,743→ 0 total
    → Common Stock (164,743 underlying)
  • Conversion

    Series B Preferred Stock

    2013-10-15−148,296→ 0 total
    → Common Stock (148,296 underlying)
  • Conversion

    Common Stock

    2013-10-15+148,296→ 313,039 total
Holdings

  • Common Stock

    411,856
PATH4, LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-10-15+164,743→ 164,743 total
  • Conversion

    Common Stock

    2013-10-15+148,296→ 313,039 total
  • Conversion

    Series B Preferred Stock

    2013-10-15−148,296→ 0 total
    → Common Stock (148,296 underlying)
  • Conversion

    Series A-1 Preferred Stock

    2013-10-15−164,743→ 0 total
    → Common Stock (164,743 underlying)
Holdings

  • Common Stock

    411,856
Rogan James B.
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2013-10-15−148,296→ 0 total
    → Common Stock (148,296 underlying)
  • Conversion

    Common Stock

    2013-10-15+148,296→ 313,039 total
  • Conversion

    Series A-1 Preferred Stock

    2013-10-15−164,743→ 0 total
    → Common Stock (164,743 underlying)
  • Conversion

    Common Stock

    2013-10-15+164,743→ 164,743 total
Holdings

  • Common Stock

    411,856
Devries Gerald L JR
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-10-15+164,743→ 164,743 total
  • Conversion

    Series B Preferred Stock

    2013-10-15−148,296→ 0 total
    → Common Stock (148,296 underlying)
  • Conversion

    Common Stock

    2013-10-15+148,296→ 313,039 total
  • Conversion

    Series A-1 Preferred Stock

    2013-10-15−164,743→ 0 total
    → Common Stock (164,743 underlying)
Holdings

  • Common Stock

    411,856
Footnotes (4)
  • [F1]Shares held directly by Path4, LLC. Steven I. Whitlock, James B. Rogan and Gerald L. Devries, Jr. are each general partners of Path4, LLC and may be deemed to have beneficial ownership of the shares held by Path4, LLC.
  • [F2]The Series A-1 Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.
  • [F3]Shares held directly by Path4 Innovations, LP. Path4, LLC is the general partner of Path4 Innovations, LP. Steven I. Whitlock, James B. Rogan and Gerald L. Devries, Jr. are each general partners of Path4, LLC and may be deemed to have beneficial ownership of the shares held by Path4, LLC.
  • [F4]The Series B Preferred Stock converted into the Issuer's Common Stock on a 6.75 for 1 basis and had no expiration date.

Documents

1 file

Issuer

LDR HOLDING CORP

CIK 0001348324

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001348324

Filing Metadata

Form type
4
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 4:06 PM ET
Size
17.4 KB
View on SEC.gov