Home/Filings/4/0001181431-13-054116
4//SEC Filing

PVF CAPITAL CORP 4

Accession 0001181431-13-054116

CIK 0000928592operating

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 9:20 PM ET

Size

22.2 KB

Accession

0001181431-13-054116

Insider Transaction Report

Form 4
Period: 2013-10-11
MALE JEFFREY N
E.V.P. & Secretary
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-10-114,3000 total
    Exercise: $4.02Exp: 2018-11-03Common Shares (4,300 underlying)
  • Disposition to Issuer

    Common Shares

    2013-10-1130,0760 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Shares

    2013-10-1133,4230 total(indirect: By Trust)
  • Disposition to Issuer

    Common Shares

    2013-10-1198,0840 total(indirect: By IRA)
  • Disposition to Issuer

    Common Shares

    2013-10-11356,3400 total(indirect: By Trust)
  • Disposition to Issuer

    Common Shares

    2013-10-1110,1060 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-10-1112,5000 total
    Exercise: $1.58Exp: 2021-11-30Common Shares (12,500 underlying)
  • Disposition to Issuer

    Stock Option Stock Appreciation Right

    2013-10-1125,0000 total
    Exercise: $2.22Exp: 2022-12-10Common Shares (25,000 underlying)
  • Disposition to Issuer

    Common Shares

    2013-10-1158,2200 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (right to buy)

    2013-10-1120,0000 total
    Exercise: $1.79Exp: 2020-12-29Common Shares (20,000 underlying)
Footnotes (10)
  • [F1]Disposed of pursuant to the merger agreement between the issuer and F.N.B. Corporation (FNB) in exchange for 3,441 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F10]This stock option stock appreciation right, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with a stock option stock appreciation right relating to 8,512 shares of common stock of FNB with a strike price of $6.52 per share.
  • [F2]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 33,397 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F3]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 10,240 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F4]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 121,333 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F5]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 19,823 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F6]Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 11,380 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
  • [F7]This option, which vested in 5 equal installments on the grant date and the first four anniversaries thereafter, was assumed by FNB in the merger and replaced with an option to purchase 1,464 shares of common stock of FNB at $11.81 per share.
  • [F8]This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 6,810 shares of common stock of FNB at $5.26 per share.
  • [F9]This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 4,256shares of common stock of FNB at $4.65 per share.

Issuer

PVF CAPITAL CORP

CIK 0000928592

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000928592

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 9:20 PM ET
Size
22.2 KB