3//SEC Filing
Telegraph Hill Partners SBIC, LLC 3
Accession 0001181431-13-053155
CIK 0001348324other
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 8:47 PM ET
Size
33.9 KB
Accession
0001181431-13-053155
Insider Transaction Report
Form 3
LDR HOLDING CORPLDRH
TELEGRAPH HILL PARTNERS LP
10% Owner
Holdings
Series C Preferred Stock
→ Common Stock (2,136,887 underlying)Convertible Notes
Exp: 2016-04-25→ Common Stock (406,148 underlying)
Footnotes (7)
- [F1]The Series C Preferred Stock is convertible into the Issuer's Common Stock on a 6.75 for 1 basis and has no expiration date.
- [F2]Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II.
- [F3]Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC.
- [F4]Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates.
- [F5]Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates.
- [F6]Immediately prior to the closing of the Issuer's initial public offering, the Convertible Notes shall automatically be converted into a number of shares of the Issuer's Common Stock equal to (a) the unpaid principal and accrued but unpaid interest on the Convertible Notes divided by (b) 50% of the price per share of the Issuer's Common Stock sold in the initial public offering.
- [F7]Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). THP IM is the general partner of THP I. THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I.
Issuer
LDR HOLDING CORP
CIK 0001348324
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001588013
Filing Metadata
- Form type
- 3
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 8:47 PM ET
- Size
- 33.9 KB