BEAM INC 4
4 · BEAM INC · Filed Oct 8, 2013
Insider Transaction Report
Form 4
BEAM INCNYSE: BEAM
Mackenzie Mindy
SVP & Chief HR Officer
Transactions
- Exercise/Conversion
Restricted Stock Unit
2013-10-04−3,074→ 6,146 total→ Common Stock (3,074 underlying) - Exercise/Conversion
Common Stock, par value $3.125
2013-10-04+3,074→ 3,926 total - Tax Payment
Common Stock, par value $3.125
2013-10-04$67.30/sh−995$66,964→ 2,931 total
Footnotes (5)
- [F1]Reflects the vesting and payment of an RSU award to the undersigned under the Issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d).
- [F2]Each RSU converts to one share of the Issuer's common stock.
- [F3]Includes a total of 852 shares acquired under the Issuer's Employee Stock Purchase Plan.
- [F4]Reflects the withholding by the Issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e).
- [F5]On October 4, 2011, the reporting person was granted 9,220 restricted stock units, vesting in three equal installments beginning on the second anniversary of the grant date.