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4//SEC Filing

BEAM INC 4

Accession 0001181431-13-053089

CIK 0000789073operating

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 5:20 PM ET

Size

9.0 KB

Accession

0001181431-13-053089

Insider Transaction Report

Form 4
Period: 2013-10-04
BEAM INCNYSE: BEAM
Mackenzie Mindy
SVP & Chief HR Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2013-10-043,0746,146 total
    Common Stock (3,074 underlying)
  • Exercise/Conversion

    Common Stock, par value $3.125

    2013-10-04+3,0743,926 total
  • Tax Payment

    Common Stock, par value $3.125

    2013-10-04$67.30/sh995$66,9642,931 total
Footnotes (5)
  • [F1]Reflects the vesting and payment of an RSU award to the undersigned under the Issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d).
  • [F2]Each RSU converts to one share of the Issuer's common stock.
  • [F3]Includes a total of 852 shares acquired under the Issuer's Employee Stock Purchase Plan.
  • [F4]Reflects the withholding by the Issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e).
  • [F5]On October 4, 2011, the reporting person was granted 9,220 restricted stock units, vesting in three equal installments beginning on the second anniversary of the grant date.

Issuer

BEAM INC

CIK 0000789073

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000789073

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 5:20 PM ET
Size
9.0 KB