TREMOR VIDEO INC. 4
4 · TREMOR VIDEO INC. · Filed Jul 2, 2013
Insider Transaction Report
Form 4
W CAPITAL PARTNERS II L.P.
10% Owner
Transactions
- Conversion
Series F Preferred Stock
2013-07-02−2,250,478→ 0 total(indirect: See Footnote)→ Common Stock (3,149,999 underlying) - Conversion
Common Stock
2013-07-02+3,149,999→ 5,251,886 total(indirect: See Footnote)
Footnotes (2)
- [F1]Each share of Series F Preferred Stock automatically converted into approximately 1.3997 shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering, which was a Qualified Public Offering as defined in the Issuer's Seventh Amended and Restated Certificate of Incorporation, as filed with the State of Delaware on June 13, 2013. The Series F Preferred Stock had no expiration date.
- [F2]These shares are held directly by W Capital Partners II, L.P. (the "Fund"). The sole general partner of the Fund is WCP GP II, L.P. ("WCP LP"), and the sole general partner of WCP LP is WCP GP II, LLC ("WCP LLC" and, together with the Fund and WCP LP, the "W Capital Entities"). Each of the W Capital Entities may be deemed to have sole voting, investment and dispositive power with respect to the shares held directly by the Fund.