4//SEC Filing
UWHARRIE CAPITAL CORP 4
Accession 0001181431-13-034368
$UWHRCIK 0000898171operating
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 10:26 AM ET
Size
13.8 KB
Accession
0001181431-13-034368
Insider Transaction Report
Form 4
Horton Patricia K
Chief Executive Officer - CB&T
Transactions
- Award
Common Stock (See Footnote 1)
2013-06-12+848.836→ 6,370.616 total
Holdings
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
- 56(indirect: By Spouse)
Common Stock (See Footnote 4)
- 1,994(indirect: By Spouse)
Common Stock (Held by Spouse)
- 54
Common Stock (Held jointly with Son)
- 1,570
Common Stock (Held by Self)
- 54
Common Stock (Held jointly with Son)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Patricia K. Horton
- [F2]Shares granted to Patricia K. Horton by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Patricia K. Horton by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
- [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
- [F4]Held by Spouse as Custodian for Minor Grandchild
Documents
- 4rrd382543.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd344028_388923.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000898171
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 10:26 AM ET
- Size
- 13.8 KB