4//SEC Filing
HICKCOX W THOMAS 4
Accession 0001181431-13-030337
CIK 0001095996other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 6:59 PM ET
Size
19.0 KB
Accession
0001181431-13-030337
Insider Transaction Report
Form 4
HICKCOX W THOMAS
SEE REMARKS
Transactions
- Conversion
CLASS D COMMON STOCK
2013-05-21−26,737→ 0 total→ CLASS A COMMON STOCK (26,737 underlying) - Conversion
STOCK OPTION (RIGHT TO BUY)
2013-05-21−525,000→ 0 totalExercise: $1.05Exp: 2022-09-30→ CLASS D COMMON STOCK (525,000 underlying) - Conversion
STOCK OPTION (RIGHT TO BUY)
2013-05-21+63,636→ 63,636 totalExercise: $8.67Exp: 2022-09-30→ CLASS A COMMON STOCK (63,636 underlying) - Conversion
CLASS D COMMON STOCK
2013-05-21−38,154→ 0 total→ CLASS A COMMON STOCK (38,154 underlying) - Conversion
STOCK OPTION (RIGHT TO BUY)
2013-05-21−135,225→ 0 totalExercise: $1.05Exp: 2017-09-30→ CLASS D COMMON STOCK (135,225 underlying) - Conversion
STOCK OPTION (RIGHT TO BUY)
2013-05-21+16,390→ 16,390 totalExercise: $8.67Exp: 2017-09-30→ CLASS A COMMON STOCK (16,390 underlying) - Conversion
CLASS A COMMON STOCK
2013-05-21+64,891→ 64,891 total
Footnotes (6)
- [F1]Prior to the closing of the Issuer's initial public offering and sale to the underwriters, (i) the Issuer effected a 1-for-8.25 reverse stock split of its Class A Common Stock (the "Reverse Split") and (ii) all outstanding shares of the Issuer's Class C Common Stock, Class D Common Stock (including shares underlying outstanding equity awards) and Convertible Preferred Stock converted into shares of Class A Common Stock on a one-for-one basis as automatically adjusted for the Reverse Split (the "Conversion"). The information reported on this line item reflects the Reverse Split and the Conversion.
- [F2]Class D Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- [F3]The number of shares of Class D Common Stock for this line item was previously reported on Form 3 as covering 314,775 shares prior to the Reverse Split.
- [F4]Fifty percent (50%) of the shares vested on October 1, 2012 with one-third of the remaining shares vesting on each of December 31, 2012, 2013 and 2014.
- [F5]The number of shares of Class D Common Stock for this line item was previously reported on Form 3 as covering 220,588 shares prior to the Reverse Split.
- [F6]Vests in three equal annual installments on each of March 1, 2014, 2015 and 2016, subject to certain restrictions.
Documents
Issuer
WILLIAM LYON HOMES
CIK 0001095996
Entity typeother
Related Parties
1- filerCIK 0001233471
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 6:59 PM ET
- Size
- 19.0 KB