COSTELLO JOHN H 4
4 · DUNKIN' BRANDS GROUP, INC. · Filed Apr 30, 2013
Insider Transaction Report
Form 4
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
- Exercise/Conversion
Common Stock
2013-04-26$3.02/sh+35,000$105,700→ 57,432 total - Sale
Common Stock
2013-04-26$38.53/sh−35,000$1,348,550→ 22,432 total - Exercise/Conversion
Option to purchase Common Stock
2013-04-26−21,852→ 70,116 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (21,852 underlying) - Exercise/Conversion
Option to Purchase Common Stock
2013-04-26−13,148→ 26,270 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (13,148 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.69, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2](2) On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F3]On 2/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2011).