4//SEC Filing
Blume Frederick R. 4
Accession 0001181431-13-019223
CIK 0001373707other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 8:14 PM ET
Size
14.7 KB
Accession
0001181431-13-019223
Insider Transaction Report
Form 4
Blume Frederick R.
10% Owner
Transactions
- Conversion
Series C Convertible Participating Preferred Stock
2013-03-25−28,199,144→ 0 total→ Common Stock (972,384 underlying) - Purchase
Common Stock
2013-03-25$7.00/sh+496,121$3,472,847→ 1,468,505 total - Conversion
Common Stock
2013-03-25+972,384→ 972,384 total
Enriquez Juan
10% Owner
Transactions
- Conversion
Common Stock
2013-03-25+972,384→ 972,384 total - Conversion
Series C Convertible Participating Preferred Stock
2013-03-25−28,199,144→ 0 total→ Common Stock (972,384 underlying) - Purchase
Common Stock
2013-03-25$7.00/sh+496,121$3,472,847→ 1,468,505 total
Petrillo Enrico
10% Owner
Transactions
- Purchase
Common Stock
2013-03-25$7.00/sh+496,121$3,472,847→ 1,468,505 total - Conversion
Common Stock
2013-03-25+972,384→ 972,384 total - Conversion
Series C Convertible Participating Preferred Stock
2013-03-25−28,199,144→ 0 total→ Common Stock (972,384 underlying)
EXCEL MEDICAL FUND LP
10% Owner
Transactions
- Conversion
Common Stock
2013-03-25+972,384→ 972,384 total - Conversion
Series C Convertible Participating Preferred Stock
2013-03-25−28,199,144→ 0 total→ Common Stock (972,384 underlying) - Purchase
Common Stock
2013-03-25$7.00/sh+496,121$3,472,847→ 1,468,505 total
Excel Medical Ventures, LLC
10% Owner
Transactions
- Purchase
Common Stock
2013-03-25$7.00/sh+496,121$3,472,847→ 1,468,505 total - Conversion
Common Stock
2013-03-25+972,384→ 972,384 total - Conversion
Series C Convertible Participating Preferred Stock
2013-03-25−28,199,144→ 0 total→ Common Stock (972,384 underlying)
Footnotes (3)
- [F1]The Series A-1, Series A-2, Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-29 basis upon the closing of the issuer's initial public offering without payment of consideration.
- [F2]Excel Medical Ventures, LLC is the general partner of Excel Medical Fund, L.P., Frederick R. Blume, Juan Enriquez and Enrico Petrillo are Managing Directors of Excel Medical Ventures, LLC. Excel Medical Ventures, LLC and each of these individuals may be deemed to share voting and dispositive power with respect to all shares held by Excel Medical Fund, L.P. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
- [F3]Not Applicable
Documents
Issuer
TETRAPHASE PHARMACEUTICALS INC
CIK 0001373707
Entity typeother
Related Parties
1- filerCIK 0001572066
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 8:14 PM ET
- Size
- 14.7 KB