Baker David K 4
4 · American Water Works Company, Inc. · Filed Feb 25, 2013
Insider Transaction Report
Form 4
Baker David K
SVP, Western Division
Transactions
- Award
Common Stock
2013-02-21+1,017→ 8,253 total - Award
Employee Stock Options (right to buy)
2013-02-21+6,801→ 44,431 totalExercise: $39.45Exp: 2019-12-31→ Common Stock (6,801 underlying) - Award
Performance Stock Units
2013-02-21+1,503→ 4,052 totalExp: 2015-12-31→ Common Stock (1,503 underlying)
Footnotes (3)
- [F1]Represents restricted stock units that will vest in thirds, on January 1, 2014, January 1, 2015 and January 1, 2016.
- [F2]Each performance stock unit represents a contingent right to receive one share of American Water's (the "Company") common stock. The actual number of performance stock units that may be earned will be based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over the three-year performance period beginning on January 1, 2013 and ending December 31, 2015. The number of performance stock units shown in column 5 is equal to the target number of performance stock units that may be earned.
- [F3]The options vest in three equal installments on January 1, 2014, 2015 and 2016.