Home/Filings/4/0001181431-13-006802
4//SEC Filing

COSTELLO JOHN H 4

Accession 0001181431-13-006802

CIK 0001357204other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:32 PM ET

Size

11.0 KB

Accession

0001181431-13-006802

Insider Transaction Report

Form 4
Period: 2013-02-01
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
  • Sale

    Common Stock

    2013-02-01$36.85/sh35,000$1,289,75022,432 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2013-02-0129,85085,968 total
    Exercise: $3.02Exp: 2020-02-23Common Stock (29,850 underlying)
  • Exercise/Conversion

    Option to Purchase Common Stock

    2013-02-015,15037,018 total
    Exercise: $3.02Exp: 2020-02-23Common Stock (5,150 underlying)
  • Exercise/Conversion

    Common Stock

    2013-02-01$3.02/sh+35,000$105,70057,432 total
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.66 to $36.90, inclusive. The reporting person undertakes to provide
  • [F2](2) On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
  • [F3]On 2/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2011).

Issuer

DUNKIN' BRANDS GROUP, INC.

CIK 0001357204

Entity typeother
IncorporatedIL

Related Parties

1
  • filerCIK 0001012681

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:32 PM ET
Size
11.0 KB