4//SEC Filing
JACOBS JOHN 4
Accession 0001181431-12-065143
CIK 0001120193other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:51 PM ET
Size
18.8 KB
Accession
0001181431-12-065143
Insider Transaction Report
Form 4
JACOBS JOHN
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2012-12-13$7.35/sh+200,000$1,470,000→ 344,505 total - Sale
Common Stock, par value $0.01 per share
2012-12-13$24.34/sh−300,000$7,302,000→ 144,505 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-13−100,000→ 0 totalExercise: $9.15Exp: 2014-02-18→ Common Stock (100,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-13−200,000→ 0 totalExercise: $7.35Exp: 2014-11-15→ Common Stock (200,000 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2012-12-13$9.15/sh+100,000$915,000→ 444,505 total
Holdings
- 45,528
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 32,558
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying) - 22,663
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (22,663 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
Footnotes (9)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $24.45 inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
- [F2]Represents (i) 33,934 vested shares of restricted stock, (ii) 92,840 shares underlying PSUs, of which 13,823 shares are vested and (iii) 17,731 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable as to 100%.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable on March 4, 2014.
- [F6]Options exercisable as to 100%.
- [F7]Options exercisable on March 28, 2014.
- [F8]Options exercisable as to 100%.
- [F9]Options exercisable as to 100%.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240163
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 4:51 PM ET
- Size
- 18.8 KB