SCHMITZ WILLIAM A 4/A
4/A · Arista Power, Inc. · Filed Nov 13, 2012
Insider Transaction Report
Form 4/AAmended
Arista Power, Inc.OTCBB:ASPW
SCHMITZ WILLIAM A
DirectorCEO
Transactions
- Disposition to Issuer
Option
2012-11-08$5.80/sh−50,000$290,000→ 0 totalExercise: $5.80From: 2012-11-12Exp: 2019-11-12→ Common Stock (50,000 underlying) - Award
Option
2012-11-08$1.67/sh+25,000$41,750→ 25,000 totalExercise: $1.67Exp: 2019-11-12→ Common Stock (25,000 underlying) - Award
Option
2012-11-08$1.67/sh+50,000$83,500→ 50,000 totalExercise: $1.67From: 2012-11-12Exp: 2019-11-12→ Common Stock (50,000 underlying) - Award
Warrant
2012-11-08$1.67/sh+115,000$192,050→ 115,000 totalExercise: $1.67Exp: 2020-04-26→ Common Stock (115,000 underlying) - Disposition to Issuer
Warrant
2012-11-08$5.00/sh−115,000$575,000→ 0 totalExercise: $5.00Exp: 2020-04-26→ Common Stock (115,000 underlying) - Disposition to Issuer
Option
2012-11-08$5.80/sh−25,000$145,000→ 0 totalExercise: $5.80Exp: 2019-11-12→ Common Stock (25,000 underlying)
Holdings
- 323,832
Common Stock
- 625,000(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]The reported transactions involved an amendment to outstanding options and warrants, resulting in the deemed cancellation of the "old" options or warrants and the grant of replacement options or warrants, as applicable.
- [F2]The option became exercisable in equal installments on November 12, 2010 and November 12, 2011.
- [F3]The warrant became exercisable in equal installments on October 26, 2010, April 26, 2011, October 26, 2011 and April 26, 2012.