Asser Weslock Kathleen 4
4 · SUNGARD CAPITAL CORP · Filed Jun 28, 2012
Insider Transaction Report
Form 4
Asser Weslock Kathleen
SVP-HR & Chief HR Officer
Transactions
- Sale
Class A-8 Common Stock
2012-06-20$0.10/sh−10,606.548$1,061→ 0 total - Sale
Class L Common Stock
2012-06-20$77.07/sh−1,178.143$90,799→ 0 totalExercise: $0.00→ Class A-8 Common Stock (1,178.143 underlying)
Footnotes (2)
- [F1]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F2]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.