Apfelbach Eric C 4
4 · ZBB ENERGY CORP · Filed May 3, 2012
Insider Transaction Report
Form 4
Apfelbach Eric C
DirectorCEO
Transactions
- Purchase
Zero Coupon Convertible Notes
2012-05-01Exercise: $0.53→ Common Stock (37,736 underlying) - Purchase
Common Stock Warrants (right to buy)
2012-05-01+20,755→ 20,755 totalExercise: $0.53From: 2012-11-07Exp: 2017-05-07→ Common Stock (20,755 underlying)
Holdings
- 42,918
Common Stock
Footnotes (2)
- [F1]Represents convertible notes that mature on August 31, 2012. The convertible notes are convertible at any time at the option of the holder prior to repayment.
- [F2]For an aggregate purchase price of $20,000 the reporting person was issued convertible notes with a face amount of $22,000 and warrants to purchase 20,755 shares of Common Stock.