4//SEC Filing
Apfelbach Eric C 4
Accession 0001181431-12-027356
CIK 0001140310other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 3:51 PM ET
Size
8.1 KB
Accession
0001181431-12-027356
Insider Transaction Report
Form 4
Apfelbach Eric C
DirectorCEO
Transactions
- Purchase
Zero Coupon Convertible Notes
2012-05-01Exercise: $0.53→ Common Stock (37,736 underlying) - Purchase
Common Stock Warrants (right to buy)
2012-05-01+20,755→ 20,755 totalExercise: $0.53From: 2012-11-07Exp: 2017-05-07→ Common Stock (20,755 underlying)
Holdings
- 42,918
Common Stock
Footnotes (2)
- [F1]Represents convertible notes that mature on August 31, 2012. The convertible notes are convertible at any time at the option of the holder prior to repayment.
- [F2]For an aggregate purchase price of $20,000 the reporting person was issued convertible notes with a face amount of $22,000 and warrants to purchase 20,755 shares of Common Stock.
Issuer
ZBB ENERGY CORP
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0001480366
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 3:51 PM ET
- Size
- 8.1 KB