Pautz Thomas G 4
4 · CHARLES & COLVARD LTD · Filed Mar 7, 2012
Insider Transaction Report
Form 4
Pautz Thomas G
VP of Sales & Marketing
Transactions
- Award
Stock Option (right to buy)
2012-03-05+6,696→ 6,696 totalExercise: $4.48From: 2012-03-05Exp: 2022-03-05→ Common Stock (6,696 underlying)
Holdings
- 69,877
Stock Option (right to buy)
Exercise: $3.46From: 2011-03-07Exp: 2021-03-07→ Common Stock (69,877 underlying) - 30,000
Stock Option (right to buy)
Exercise: $0.69From: 2009-11-11Exp: 2019-11-11→ Common Stock (30,000 underlying)
Footnotes (4)
- [F1]Option vests and becomes exercisable in four equal installments beginning on March 5, 2012.
- [F2]Option vests and becomes exercisable in four equal installments beginning on March 7, 2011.
- [F3]Option vests and becomes exercisable in three equal installments beginning on November 11, 2009.
- [F4]The number indicates only those of the particular class of options. A past report filed by the reporting person on March 9, 2011 showed aggregate option holdings in column 9, as opposed to the holdings of a single class.