4//SEC Filing
JACOBS JOHN 4
Accession 0001181431-12-011706
CIK 0001120193other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:37 PM ET
Size
14.6 KB
Accession
0001181431-12-011706
Insider Transaction Report
Form 4
JACOBS JOHN
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share
2012-02-22+37,976→ 191,189 total
Holdings
- 100,000
Employee Stock Option (Right to Buy)
Exercise: $9.15Exp: 2014-02-18→ Common Stock (100,000 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 32,558
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying) - 200,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (200,000 underlying) - 45,528
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying) - 22,663
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (22,663 underlying)
Footnotes (9)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan on March 28, 2011. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2011 through December 31, 2011. On February 22, 2012, the Management Compensation Committee of NASDAQ OMX's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2012, one-third on December 31, 2013 and one-third on December 31, 2014.
- [F2]Represents (i) 14,000 shares acquired upon the exercise of vested stock options, (ii) 67,620 shares or units of restricted stock, of which 32,620 are vested, (iii) 92,840 shares underlying PSUs, of which 13,823 shares are vested and (iv) 16,729 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable as to 100%.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable on March 4, 2014.
- [F6]Options exercisable on December 17, 2012.
- [F7]Options exercisable on March 28, 2014.
- [F8]Options exercisable as to 100%.
- [F9]Options exercisable as to 100%.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240163
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 5:37 PM ET
- Size
- 14.6 KB