Blockinger Jeffrey C 4
4 · Och-Ziff Capital Management Group LLC · Filed Jan 4, 2012
Insider Transaction Report
Form 4
Blockinger Jeffrey C
Chief Legal Officer
Transactions
- Sale
Class A Shares
2012-01-03$8.53/sh−194,550$1,658,889→ 74,812 total - Sale
Class A Shares
2012-01-04$8.33/sh−65,483$545,722→ 9,329 total - Exercise/Conversion
Class A Restricted Share Units
2012-01-03−173,526→ 0 total→ Class A Shares (173,526 underlying) - Exercise/Conversion
Class A Shares
2012-01-03+173,526→ 269,362 total
Footnotes (5)
- [F1]The amount shown represents the vesting of the Class A Restricted Share Units granted to the Reporting Person on September 30, 2009. These Class A Restricted Share Units vested in full.
- [F2]All sales listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on November 15, 2010 that is intended to comply with Exchange Act Rule 10b5-1(c).
- [F3]The Class A Shares were sold at prices ranging from $8.40 to $8.65. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price.
- [F4]The Class A Shares were sold at prices ranging from $8.23 to $8.45 Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price.
- [F5]Each Class A Restricted Share Unit represents a right to receive one of the Issuer's Class A Shares upon the vesting date.