REDFIELD CARL 4
4 · INFINERA CORP · Filed Jan 3, 2012
Insider Transaction Report
Form 4
INFINERA CORPINFN
REDFIELD CARL
Director
Transactions
- Award
Common Stock
2012-01-01+7,500→ 86,372 total(indirect: See Footnote)
Holdings
- 89,562
Common Stock
- 14,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying) - 100,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.45Exp: 2019-08-10→ Common Stock (100,000 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.16Exp: 2018-05-13→ Common Stock (12,500 underlying) - 9,100
Restricted Stock Units
→ Common Stock (9,100 underlying) - 17,600
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying)
Footnotes (9)
- [F1]Shares held directly by the Carl Redfield Trust 2000 dated 10/18/00 for which the Reporting Person serves as trustee.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- [F3]The RSUs fully vest on May 18, 2012.
- [F4]The option fully vests on May 18, 2012.
- [F5]The option fully vested on May 19, 2011.
- [F6]The option fully vested on August 10, 2011.
- [F7]The option fully vested on May 13, 2009.
- [F8]The option fully vested on June 6, 2011.
- [F9]This includes performance-based RSUs granted in 2009 in which the award criteria was satisfied in 2011.