Abtech Holdings, Inc. 4
4 · Abtech Holdings, Inc. · Filed Oct 14, 2011
Insider Transaction Report
Form 4
COUNTRY LIFE INSURANCE CO
10% Owner
Transactions
- Other
Warrant to Purchase Series A Preferred Stock of Subsidiary
2011-10-06$3.75/sh−974,252$3,653,445→ 3,698,560 total(indirect: Warrant owner)Exercise: $3.75From: 2006-10-06Exp: 2011-10-06→ Common Stock of Issuer (974,252 underlying)
Footnotes (3)
- [F1]The warrant, dated October 6, 2006, provided right to purchase 183,000 shares of Series A Preferred Stock of Issuer's subsidiary AbTech Industries, Inc. Pursuant to the Merger transaction described in the Issuer's Form 8-K filed as of February 10, 2011, 974,252 shares of common stock of the Issuer were issuable upon the exercise of the warrant and the subsequent conversion of such preferred stock in common stock of the Issuer.
- [F2]Warrant expired 10/6/2011.
- [F3]See footnote 1.