Home/Filings/4/A/0001181431-11-046921
4/A//SEC Filing

KEARL JEFF 4/A

Accession 0001181431-11-046921

CIK 0001423542other

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 8:15 PM ET

Size

18.4 KB

Accession

0001181431-11-046921

Insider Transaction Report

Form 4/AAmended
Period: 2011-07-25
KEARL JEFF
Director10% Owner
Transactions
  • Sale

    COMMON STOCK

    2011-07-25$18.60/sh39,620$736,93228,350 total
  • Award

    STOCK OPTION (RIGHT TO BUY)

    2011-07-27+28,00028,000 total
    Exercise: $19.99Exp: 2021-07-27COMMON STOCK (28,000 underlying)
  • Exercise/Conversion

    STOCK OPTION (RIGHT TO BUY)

    2011-07-25$1.85/sh39,620$73,297138,488 total
    Exercise: $1.85Exp: 2018-04-02COMMON STOCK (39,620 underlying)
  • Exercise/Conversion

    COMMON STOCK

    2011-07-25$1.85/sh+39,620$73,29767,970 total
  • Exercise/Conversion

    COMMON STOCK

    2011-07-25$0.37/sh+27,560$10,19727,560 total(indirect: By Pura Vida)
  • Sale

    COMMON STOCK

    2011-07-25$18.60/sh27,560$512,6160 total(indirect: By Pura Vida)
  • Exercise/Conversion

    STOCK OPTION (RIGHT TO BUY)

    2011-07-25$0.37/sh27,560$10,19729,378 total(indirect: By LLC)
    Exercise: $0.37Exp: 2017-08-27COMMON STOCK (27,560 underlying)
Holdings
  • COMMON STOCK

    (indirect: By Monarch Partners)
    13,650
Footnotes (5)
  • [F1]The Reporting Person is the manager of Pura Vida Investment Capital ("Pura Vida") and holds voting and dispositive power of the shares and the options held by Pura Vida. The Reporting Person may be deemed to indirectly beneficially own the shares and options held by Pura Vida, but disclaims beneficial ownership of such shares and options except to extent of his pecuniary interest therein.
  • [F2]The Reporting Person is the manager of Monarch Partners and holds voting and dispositive power of the shares and the options held by Monarch Partners. The Reporting Person may be deemed to indirectly beneficially own the shares and options held by Monarch Partners, but disclaims beneficial ownership of such shares and options except to extent of his pecuniary interest therein.
  • [F3]The shares are fully vested and exercisable.
  • [F4]Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.
  • [F5]The option vests (i) with respect to 33% of the shares underlying the option, on July 27, 2012; and (ii) with respect to the remaining 67% of the shares underlying the option, in twenty-four substantially equal installments on each monthly anniversary thereafter.

Issuer

SKULLCANDY, INC.

CIK 0001423542

Entity typeother

Related Parties

1
  • filerCIK 0001521855

Filing Metadata

Form type
4/A
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 8:15 PM ET
Size
18.4 KB