4//SEC Filing
THORNTON JOHN D 4
Accession 0001181431-11-039924
CIK 0001366684other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 7:20 PM ET
Size
33.0 KB
Accession
0001181431-11-039924
Insider Transaction Report
Form 4
HOMEAWAY INCAWAY
Siegel Philip S
Director10% Owner
Transactions
- Other
Series A Redeemable Preferred Stock
2011-07-05−168,105→ 0 total(indirect: By Austin Ventures X, L.P.) - Other
Series B Redeemable Preferred Stock
2011-07-05−22,811→ 0 total - Other
Series A Redeemable Preferred Stock
2011-07-05−32,598→ 0 total - Conversion
Common Stock
2011-07-05+847,556→ 847,556 total(indirect: By Austin Ventures X, L.P.) - Sale
Common Stock
2011-07-05$25.11/sh−2,188$54,941→ 0 total(indirect: By Foundation) - Conversion
Series C Convertible Preferred Stock
2011-07-05−847,556→ 0 total(indirect: By Austin Ventures X, L.P.)→ Common Stock (847,556 underlying) - Other
Series B Redeemable Preferred Stock
2011-07-05−10,733→ 0 total(indirect: By Austin Ventures X, L.P.) - Exercise of In-Money
Warrant to Purchase Common Stock
2011-07-05−2,188→ 6,562 total(indirect: By Foundation)Exercise: $0.01From: 2005-11-30Exp: 2015-11-30→ Common Stock (2,188 underlying) - Sale
Common Stock
2011-07-05$25.11/sh−27,488$690,224→ 272,812 total - Exercise of In-Money
Common Stock
2011-07-05$0.01/sh+2,188$22→ 2,188 total(indirect: By Foundation)
Footnotes (5)
- [F1]The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- [F2]Shares held directly by Austin Ventures X, L.P. ("AV X"). AV Partners X, L.P. ("AVP X LP"), the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner of AVP X, LP, may be deemed to have sole voting and dispositive power over the shares held by AV X. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton, Christopher A. Pacitti and Philip S. Siegel are members of AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of the shares held by AV X except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Entrepreneurs Foundation & Idea Network. Philip S. Siegel, the Designated Filer, and each of Bill Bock, Jeff Browning, Scott Collier, Elizabeth Davis, David Hood, Paul Hurdlow, David Lee, Jan Lindelow, Eugene Sepulveda and Ellen Wood are members of the board of directors of the Entrepreneurs Foundation & Idea Network, and each may be deemed the beneficial owner of the reported shares of this entity, but the Designated Filer disclaims beneficial ownership in the shares held, except to the extent of any indirect pecuniary interest therein.
- [F4]The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $68,890.72 to Philip S. Siegel and $356,308.91 to AV X.
- [F5]The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $64,280.77 to Philip S. Siegel and $30,245.30 to AV X.
Documents
Issuer
HOMEAWAY INC
CIK 0001366684
Entity typeother
Related Parties
1- filerCIK 0001252914
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 7:20 PM ET
- Size
- 33.0 KB