Home/Filings/4/0001181431-11-031761
4//SEC Filing

KOEN PHILIP J 4

Accession 0001181431-11-031761

CIK 0001138639other

Filed

May 19, 8:00 PM ET

Accepted

May 20, 7:35 PM ET

Size

13.5 KB

Accession

0001181431-11-031761

Insider Transaction Report

Form 4
Period: 2011-05-18
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2011-05-195,5000 total
    Common Stock (5,500 underlying)
  • Award

    Restricted Stock Units

    2011-05-18+9,1009,100 total
    Common Stock (9,100 underlying)
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2011-05-18+17,60017,600 total
    Exercise: $7.25Exp: 2021-05-18Common Stock (17,600 underlying)
  • Exercise/Conversion

    Common Stock

    2011-05-19+5,500583 total
Holdings
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $7.55Exp: 2020-05-19Common Stock (14,500 underlying)
    14,500
  • Common Stock

    (indirect: See Footnote)
    5,500
Footnotes (8)
  • [F1]Excludes 5,500 shares previously held directly by the Reporting Person which were re-registered on May 19, 2011 and are now held directly by The Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee (the "Koen Family Trust").
  • [F2]Includes 5,500 shares previously held directly by the Reporting Person which were re-registered on May 19, 2011 and are now held directly by the Koen Family Trust.
  • [F3]Shares held directly by the Koen Family Trust.
  • [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  • [F5]The RSUs fully vested on May 19, 2011.
  • [F6]The RSUs fully vest on May 18, 2012.
  • [F7]The option fully vests on May 18, 2012.
  • [F8]The option fully vested on May 19, 2011.

Issuer

INFINERA CORP

CIK 0001138639

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001188110

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 7:35 PM ET
Size
13.5 KB