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Abtech Holdings, Inc.·4

Apr 13, 10:34 AM ET

Abtech Holdings, Inc. 4

4 · Abtech Holdings, Inc. · Filed Apr 13, 2011

Insider Transaction Report

Form 4
Period: 2011-04-08
Abtech Holdings, Inc.ABHD
COUNTRY LIFE INSURANCE CO
10% Owner
Transactions
  • Other

    Series A Preferred Stock Convertible from Note dated 6/26/09

    2011-04-08$500000.00/sh−1$500,000→ 4,672,812 total(indirect: Convertible noteholder)
    Exercise: $0.70From: 2009-06-26→ Common Stock of Issuer (709,838 underlying)
Footnotes (4)
  • [F1]The note is convertible to Series A Preferred Stock of the Issuer's subsidiary, AbTech Industries, Inc. The preferred shares of the subsidiary are convertible to common stock of the Issuer.
  • [F2]Payment by Issuer of note dated 6/26/09.
  • [F3]The note dated 6/26/09 does not specify an expiration date.
  • [F4]See footnote 1.

Documents

2 files
  • 4
    rrd308389.xmlPrimary
  • EX-99.
    rrd276528_312139.htm

    STATEMENT RELATING TO THE FILING OF JOINT REPORT OF CHANGE BENEFICIAL OWNERSHIP OF SECURITIES PURSUANT TO RULES 16A(A)(4) AND 16A-3(J)