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4//SEC Filing

SPOLAN HARMON 4

Accession 0001181431-11-011995

CIK 0001279228other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 6:50 PM ET

Size

14.6 KB

Accession

0001181431-11-011995

Insider Transaction Report

Form 4
Period: 2011-02-17
Transactions
  • Disposition to Issuer

    Common Stock

    2011-02-171,7490 total
  • Disposition to Issuer

    Deferred Units

    2011-02-177270 total
    Common Stock (727 underlying)
  • Disposition to Issuer

    Deferred Units

    2011-02-171740 total
    From: 2011-08-24Exp: 2011-08-24Common Stock (174 underlying)
  • Disposition to Issuer

    Deferred Units

    2011-02-173170 total
    Common Stock (317 underlying)
  • Disposition to Issuer

    Deferred Units

    2011-02-172,1880 total
    Common Stock (2,188 underlying)
Footnotes (6)
  • [F1]In connection with the Agreement and Plan of Merger among the Issuer, Chevron Corporation and Arkhan Corporation (the "Merger Agreement"), the reporting person's shares of the Issuer were disposed of and exchanged for (i) $38.25 per share in cash and (ii) 0.5203 common units of Atlas Energy, L.P. (formerly Atlas Pipeline Holdings, L.P.) (NYSE: AHD) for each share of the Issuer.
  • [F2]These unvested deferred units were adjusted as set forth in the Merger Agreement. Pursuant to the Merger Agreement, the reporting person's deferred units were cashed out at $38.25 per unit.
  • [F3]Securities vest 50% per year beginning August 24, 2011.
  • [F4]Previously reported as 608 deferred units of the Issuer granted on August 24, 2009, but adjusted in accordance with the Merger Agreement. Pursuant to the Merger Agreement, the reporting person's unvested deferred units were cashed out at $38.25 per unit.
  • [F5]Securities vest 1/3 per year beginning on the second anniversary of the grant date.
  • [F6]Previously reported as 1,828 deferred units of the Issuer granted on August 24, 2010, but adjusted in accordance with the Merger Agreement. Pursuant to the Merger Agreement, the reporting person's unvested deferred units were cashed out at $38.25 per unit.

Issuer

ATLAS ENERGY, INC.

CIK 0001279228

Entity typeother

Related Parties

1
  • filerCIK 0001228772

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 6:50 PM ET
Size
14.6 KB