4//SEC Filing
Poole Mark 4
Accession 0001181431-11-010869
CIK 0001392380other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:16 PM ET
Size
31.0 KB
Accession
0001181431-11-010869
Insider Transaction Report
Form 4
Gevo, Inc.GEVO
VGF I Ltd
10% Owner
Transactions
- Purchase
Common Stock
2011-02-14$15.00/sh+186,667$2,800,005→ 2,753,918 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2011-02-14−1,027,397→ 0 total(indirect: See footnote)→ Common Stock (1,027,397 underlying) - Conversion
Series C Preferred Stock
2011-02-14−456,204→ 0 total(indirect: See footnote)→ Common Stock (456,204 underlying) - Conversion
Warrants (right to buy)
2011-02-14−28,786→ 0 total(indirect: See footnote)Exercise: $5.48From: 2008-01-18Exp: 2018-01-18→ Series C Preferred Stock (28,786 underlying) - Conversion
Common Stock
2011-02-14+2,567,251→ 2,567,251 total(indirect: See footnote) - Conversion
Warrants (right to buy)
2011-02-14+28,786→ 28,786 total(indirect: See footnote)Exercise: $5.48From: 2008-01-18Exp: 2018-01-18→ Common Stock (28,786 underlying) - Conversion
Series D Preferred Stock
2011-02-14−639,206→ 0 total(indirect: See footnote)→ Common Stock (639,206 underlying) - Conversion
Series D-1 Preferred Stock
2011-02-14−233,645→ 0 total(indirect: See footnote)→ Common Stock (444,444 underlying)
Footnotes (5)
- [F1]Represents the aggregate number of shares of common stock held by the reporting person following conversion of the shares of preferred stock previously held by the reporting person and reflected in Table II of this Form 4.
- [F2]Upon completion of the Issuer's initial public offering of common stock, all shares of preferred stock held by the reporting person, other than shares of Series D-1 Preferred Stock, were automatically converted into shares of the Issuer's common stock on a one-for-one basis and had no expiration date.
- [F3]Upon completion of the Issuer's initial public offering and in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on May 4, 2010, a copy of which is attached as Exhibit 3.1 to the Issuer's Registration Statement on Form S-1 (File No. 333-168792), as amended, initially filed with the Securities and Exchange Commission on August 12, 2010, the Series D-1 Preferred Stock was automatically converted into shares of the Issuer's common stock at a ratio of 1:1.90222 and had no expiration date.
- [F4]Shares are owned directly by Virgin Green Fund I, L.P. (the "Fund"). VGF Partners I, L.P. is the general partner (the "Direct General Partner") of the Fund and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. VGF I Limited is the general partner of the Direct General Partner (the "Ultimate General Partner") and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. Each of Shai Weiss, Anup Jacob, Mark Poole, Niall Ritchie and Stephen Murphy (the "Directors") are directors of the Ultimate General Partner and each Director may be deemed to share in the voting and dispositive power over the securities held by the Fund. Each of the Direct General Partner, the Ultimate General Partner and the Directors disclaim beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.
- [F5]Upon completion of the Issuer's initial public offering, this warrant to purchase shares of Series C Preferred Stock automatically converted into a warrant to purchase an equal number of shares of the Issuer's common stock.
Documents
Issuer
Gevo, Inc.
CIK 0001392380
Entity typeother
Related Parties
1- filerCIK 0001414472
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 5:16 PM ET
- Size
- 31.0 KB