4//SEC Filing
GRAHAM JOHN MALCOLM 4
Accession 0001181431-10-059341
CIK 0001288469other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:12 PM ET
Size
13.6 KB
Accession
0001181431-10-059341
Insider Transaction Report
Form 4
GRAHAM JOHN MALCOLM
Vice President, Marketing
Transactions
- Conversion
Class A Common Stock ($0.0001 par value)
2010-12-02+23,000→ 23,000 total - Sale
Class A Common Stock ($0.0001 par value)
2010-12-02$11.00/sh−23,000$253,000→ 0 total - Conversion
Class B Common Stock (convertible into Class A Common Stock)
2010-12-02−23,000→ 0 total→ Class A Common Stock ($0.0001 par value) (23,000 underlying) - Award
Class B Common Stock (convertible into Class A Common Stock)
2010-12-02+23,000→ 23,000 total→ Class B Common Stock ($0.0001 par value) (23,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2010-12-02−23,000→ 203,082 totalExercise: $1.45Exp: 2018-10-02→ Class B Common Stock ($0.0001 par value) (23,000 underlying)
Footnotes (4)
- [F1]Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
- [F3]The shares are fully vested.
- [F4]Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
Documents
Issuer
MAXLINEAR INC
CIK 0001288469
Entity typeother
Related Parties
1- filerCIK 0001481297
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:12 PM ET
- Size
- 13.6 KB