ASHTON JAMES E III 4
4 · SUNGARD CAPITAL CORP · Filed Oct 21, 2010
Insider Transaction Report
Form 4
ASHTON JAMES E III
Division CEO
Transactions
- Disposition to Issuer
Class L Common Stock
2010-10-19$87.89/sh−13,478.236$1,184,602→ 32,515.859 totalExercise: $0.00→ Class A-8 Common Stock (13,478.236 underlying) - Disposition to Issuer
Class A-8 Common Stock
2010-10-19$0.21/sh−121,341.463$25,482→ 292,732.805 total
Footnotes (2)
- [F1]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F2]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.